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SOBR Safe, Inc. 
 CO
  SEC # 1425627

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317  SEC Filings
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  from  1/31/08  to  3/25/24  (3 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘144’ — Notice of a Proposed Sale of Securities by an Insider — Form 144 — Filed re:  Issuer / Subject Company — Filed by:  First Capital Business Development, LLC 
 
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notifications of all
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Filings
involving  SOBR Safe, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  237 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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60

8-K Items: 
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3/5/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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16
9/19/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
11/21/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
3/13/23 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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15
4/20/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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7
9/19/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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1
1/5/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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20
4/11/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
9/19/11 OLD"Change in Shell Company Status — Item 5.06  OLD 1
11/6/23"Submission of Matters to a Vote of Security Holders — Item 5.073
3/13/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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11
11/21/23
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  Events: 
Other Events — Item 8.0111
3/5/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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35

11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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47
6/26/23S-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-81
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A1
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A2
4/24/23424B2Registration:  Prospectus – Primary Offering or Shelf Securities1
4/24/23EFFECTSEC:  SEC Notices of Effectiveness6
4/19/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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18
4/13/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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20
4/6/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A2
3/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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17
11/14/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
5/17/22 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
5/17/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 24
5/13/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
5/13/22 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/10/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
12/15/21 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/26/21 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
8/17/21 OLD1-A-WRegistration:  Withdrawal of a Form 1-A Offering Statement  OLD 1
7/19/21 OLD1-ARegistration:  Offering Statements — Form 1-A  OLD 3
4/30/21 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
3/31/20 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 11
3/23/20 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
3/10/20 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 3
11/19/19 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
7/14/08 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/16/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/31/08 OLDSB-2Registration:  Registration Statement by a Small-Business Issuer — Form SB-2  OLD 1

Form-Specific Documents: 
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7/19/21 OLDPART II AND IIIOffering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD 3

General Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 59
6/26/23EX-23Consents of Experts and Counsel33
6/26/23EX-FILING FEESFiling Fees12
6/26/23EX-5Opinions of Counsel re: Legality13
4/11/23EX-3Articles of Incorporation/Organization and Bylaws9
3/31/23EX-21Subsidiaries Lists2
5/19/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
5/19/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
4/15/09 OLDEX-14Code of Ethics  OLD 1
1/31/08 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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11/21/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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20

Reg. A/A+ Exhibits: 
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7/19/21 OLDEX1A-11 CONSENTConsents of Experts and Counsel — Form 1-A  OLD 6
7/19/21 OLDEX1A-13 TST WTRSTest-the-Waters Materials — Form 1-A  OLD 2

Financials: 
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3/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,239
3/5/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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91
3/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 456
3/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 48
3/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
84
11/8/23EX-31Certifications — §302 – SOA’02110
11/8/23EX-32Certifications — §906 – SOA’02110
4/20/23EX-16Letters re: Changes in Accountants4

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3/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 384


Forms
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, Documents
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& Exhibits
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 in  85 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 833592
 

        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 8
3/7/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 32
1/30/245Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 51
1/30/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D7
1/10/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 318
1/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G4
5/10/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
11/19/19 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2

Letters: 
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4/19/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC10
4/19/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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9/18/19 OLDEX-10Material Contracts  OLD 4

Additional Exhibits: 
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1/30/24EX-99Miscellaneous Exhibits, such as Press Releases5

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5/10/22 OLDGRAPHICPhotos, Images and Graphs  OLD 96


        

Filings History

Year    # of Filings
In descending order
2024 17
2023 31
2022 63
2021 26
2020 31
2019 22
2018 3
2017 10
2016 11
2015 8
2014 14
2013 7
2012 15
2011 17
2010 18
2009 7
2008 17

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