Mill City Ventures III, Ltd. 

MN

  SEC # 1425355

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300  SEC Filings   from  1/29/08  to  4/2/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Mill City Ventures III, Ltd.

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Forms , Documents & Exhibits  in  169 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/2/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	19
4/2/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	4
1/24/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	32
					8-K Items:
1/7/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
1/24/24			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	1
1/7/22	OLD		Financial Info:			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
1/7/22	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
4/18/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
6/6/23			"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02	2
2/24/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	8
8/11/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
11/6/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
8/11/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
9/11/23			Events:			•	Other Events — Item 8.01	8
9/11/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	15
12/4/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	2
11/17/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
11/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	7
9/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	5
8/23/23			S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8	1
5/2/23			RW		Registration:		Registration Withdrawal Request	1
12/2/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
8/9/22	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
8/9/22	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
8/9/22	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/9/22	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
8/8/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
8/8/22	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	6
7/28/22	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
12/27/19	OLD		N-54C		Registration:		Notice of a Withdrawal from Registration by a Business Development Company (BDC) — Form N-54C  OLD	1
10/29/19	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
4/5/19	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	7
10/3/13	OLD		N-8F ORDR		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD	1
8/12/13	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
8/6/13	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
5/31/13	OLD		POS AMI		Registration:		Post-Effective Amendment of a Registration Statement by an Investment Company  OLD	1
4/1/13	OLD		N-2		Registration:		Registration Statement by a Closed-End Investment Company — Form N-2  OLD	1
2/7/13	OLD		N-54A		Update:		Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD	1
12/13/12	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
8/6/08	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	2
1/29/08	OLD		10SB12G		Registration:		Registration Statement by a Small-Business Issuer — Form 10-SB  OLD	1
					Letters:
8/6/08	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
8/23/23			EX-23		Consents of Experts and Counsel			6
8/23/23			EX-FILING FEES		Filing Fees			4
8/23/23			EX-5		Opinions of Counsel re: Legality			4
8/15/23			EX-10		Material Contracts			32
8/11/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
7/28/22	OLD		EX-14		Codes of Ethics  OLD			2
7/28/22	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
1/29/08	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
12/4/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			21
					Financials:
4/2/24			EX-31		Certifications — §302 – SOA’02			138
4/2/24			EX-32		Certifications — §906 – SOA’02			69
4/2/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,007
4/2/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			34
4/2/24			EX-101.*		XBRL Data  (XBRL Files)			170
4/2/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			28
4/2/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			34
4/5/19	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
9/28/23			GRAPHIC		Photos, Images and Graphs			124

Forms , Documents & Exhibits  in  134 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 59982U

        

Latest Filing			Type		Category	Description		Documents
12/4/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	14
9/8/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	82
7/28/22	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
9/17/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	14
1/28/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
2/17/12	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	6
					Letters:
5/24/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
5/24/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					Additional Exhibits:
12/4/23			EX-99		Miscellaneous Exhibits, such as Press Releases			8
					Graphics:
7/28/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			13

        

Filings History

Year		# of Filings
2024		3
2023		24
2022		54
2021		11
2020		24
2019		29
2018		11
2017		10
2016		16
2015		7
2014		7
2013		34
2012		13
2011		11
2010		12
2009		19
2008		15