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Aadi Bioscience, Inc. 
 CA
  SEC # 1422142

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489  SEC Filings
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  from  2/1/08  to  4/4/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/1/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Aadi Bioscience, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  245 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/4/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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90

8-K Items: 
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4/4/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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15
6/29/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/26/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/13/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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27
2/1/21 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
11/25/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
9/22/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
8/26/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/13/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
8/26/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
10/2/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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21
12/7/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
8/26/21 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/16/17 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/16/23"Submission of Matters to a Vote of Security Holders — Item 5.078
10/2/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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14
12/14/23
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  Events: 
Other Events — Item 8.0119
3/13/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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72

3/13/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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17
2/12/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-89
2/12/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-37
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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46
4/28/23ARSUpdate:  Annual Report to Security Holders1
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A10
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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6
11/7/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
11/4/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 17
11/2/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
10/11/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
3/18/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
7/8/21 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/21/21 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/17/20 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
8/31/18 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/17/18 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
6/25/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
6/25/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/9/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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3
3/27/17 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
3/16/17 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
2/24/17 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
8/11/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
2/1/08 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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3/13/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/13/24EX-23Consents of Experts and Counsel33
3/13/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders11
3/13/24EX-21Subsidiaries Lists4
2/12/24EX-FILING FEESFiling Fees5
2/12/24EX-5Opinions of Counsel re: Legality19
10/2/23EX-10Material Contracts60
12/7/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
3/17/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
8/26/21 OLDEX-14Code of Ethics  OLD 1
5/17/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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3/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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74

Financials: 
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4/4/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,111
4/4/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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95
4/4/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 416
4/4/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 46
4/4/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
88
3/13/24EX-31Certifications — §302 – SOA’02127
3/13/24EX-32Certifications — §906 – SOA’02125
3/28/23 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
9/13/21 OLDEX-16Letters re: Changes in Accountants  OLD 4
2/21/18 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
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3/13/24GRAPHICPhotos, Images and Graphs778


Forms
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, Documents
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& Exhibits
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 in  245 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00032Q
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 151
3/1/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1445
10/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 332
2/13/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
1/17/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 29
2/13/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
2/24/17 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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11/1/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
11/1/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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10/3/23EX-24Powers of Attorney44
7/2/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
3/27/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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3/1/24EX-99Miscellaneous Exhibits, such as Press Releases16


        

Filings History

Year    # of Filings
In descending order
2024 13
2023 55
2022 48
2021 94
2020 37
2019 60
2018 73
2017 67
2016 4
2015 4
2014 4
2013 4
2012 4
2011 4
2010 4
2009 4
2008 10

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