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Dunham Funds 
 CA
  SEC # 1420040

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1,173  SEC Filings
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  from  12/11/07  to  3/28/24  (Today)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NPORT-P’ — Monthly Portfolio Investments Report (Quarterly Release) by an Investment Company — Form N-PORT — for 1/31/24 — Filed as:  Filer / Offerer 
 
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Filings
involving  Dunham Funds 

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Forms
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, Documents
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& Exhibits
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 in  1,172 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  New Document this Past Month! 257
3/28/24 New Document this Past Month!NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  New Document this Past Month! 142
3/27/24 New Document this Past Month!40-17GUpdate:  Fidelity Bonds for Investment Companies  New Document this Past Month! 20
3/6/24 New Document this Past Month!497JRegistration:  Certifications of No Change in Definitive Materials  New Document this Past Month! 6
2/29/24 New Document this Past Month!497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  New Document this Past Month! 364
2/28/24 New Document this Past Month!485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  New Document this Past Month!  — Financial Reports
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43
1/16/2424F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-219
1/16/24N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN7
1/9/24N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR23
12/28/23497Registration:  Definitive Materials — Financial Reports
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177
8/18/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX53
7/10/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR17
5/19/23DEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C32
4/6/23485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports
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20
4/21/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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43
4/1/19 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 24
1/2/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 13
6/29/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 11
8/12/16 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 9
10/16/14 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 9
5/17/13 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 8
1/29/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
1/28/13 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 8
1/14/10 OLDDEFR14CProxy:  Definitive Revised Proxy Info Statement — Schedule 14C  OLD 1
12/30/08 OLDNT-NSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD 1
7/28/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/22/08 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 2
12/11/07 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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5/15/08 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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3/28/24 New Exhibit this Past Month!NPORT-EXPortfolio Holdings Schedules — Form N-PORT  New Exhibit this Past Month! 142

Additional Exhibits: 
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2/28/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! EX-99.*  Form-Specific Exhibits...  Form N-14:  6 Acquisition Agreements;  12 Distribution Plans — Rule 12b-1 – ICA’40;  4 Distributor Contracts;  8 Investment Advisor Contracts;  6 Opinions of Counsel re: Legality;  14 Opinions of Counsel re: Tax Matters;  6 Other Consents;  1 Power of Attorney;  7 Proxy Info and Materials — Form N-1A:  1 Articles of Incorporation/Organization;  1 Bylaws;  61 Codes of Ethics;  9 Custodian Agreements;  34 Distribution Plans — Rule 12b-1 – ICA’40;  101 Investment Advisor Contracts;  9 Multiple-Classes Plans — Rule 18f-3 – ICA’40;  24 Opinions of Counsel re: Legality;  58 Other Material Contracts;  33 Other Opinions;  9 Underwriter Contracts — Form N-CSR:  64 Certifications — §302 – SOA’02;  39 Certifications — §906 – SOA’02;  24 Codes of Ethics;  1 Letter re: a Change in Accountant — Form N-SAR:  11 Accountants’ Reports re: Internal Controls  (543 total)551

Investment Company Exhibits: 
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1/16/24INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls7

Financials: 
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2/28/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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867
2/28/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 388
2/28/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 10
2/28/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
68
5/5/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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49

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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 3,941

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 3/28/24 Dunham Corporate/Government Bond FundS#20976
 Dunham Corporate/Government Bond Fund Class AC#59523DACGX
 Dunham Corporate/Government Bond Fund Class CC#59524DCCGX
 Dunham Corporate/Government Bond Fund Class NC#59525DNCGX
 3/28/24 Dunham Dynamic Macro FundS#28743
 Dunham Dynamic Macro Fund Class AC#87895DAAVX
 Dunham Dynamic Macro Fund Class CC#87896DCAVX
 Dunham Dynamic Macro Fund Class NC#87897DNAVX
 3/28/24 Dunham Emerging Markets Stock FundS#20977
 Dunham Emerging Markets Stock Fund Class AC#59526DAEMX
 Dunham Emerging Markets Stock Fund Class CC#59527DCEMX
 Dunham Emerging Markets Stock Fund Class NC#59528DNEMX
 3/28/24 Dunham Floating Rate Bond FundS#42248
 Dunham Floating Rate Bond Fund Class AC#131123DAFRX
 Dunham Floating Rate Bond Fund Class CC#131124DCFRX
 Dunham Floating Rate Bond Fund Class NC#131125DNFRX
 3/28/24 Dunham Focused Large Cap Growth FundS#34854
 Dunham Focused Large Cap Growth Fund Class AC#107185DAFGX
 Dunham Focused Large Cap Growth Fund Class CC#107186DCFGX
 Dunham Focused Large Cap Growth Fund Class NC#107187DNFGX
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  1 Filing
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents

Letters: 
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2/2/09 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1


        

Filings History

Year    # of Filings
In descending order
2024 37
2023 97
2022 93
2021 91
2020 103
2019 89
2018 45
2017 58
2016 46
2015 64
2014 81
2013 95
2012 74
2011 50
2010 71
2009 29
2008 48
2007 2

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