SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Ellington Financial Inc. 
 CT
  SEC # 1411342

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

903  SEC Filings
Filing emoji
  from  9/4/07  to  3/27/24  (2 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Ellington Financial Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  638 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
434

8-K Items: 
Item emoji
12/14/23
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
26
10/20/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
Exhibit emoji
2
12/14/23
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
Exhibit emoji
2
2/26/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
Report emoji
58
3/31/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
3
3/4/19 OLD
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
1/7/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
1
12/14/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
Exhibit emoji
5
1/28/21 OLD
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
11
12/14/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
Exhibit emoji
7
8/17/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/27/24 New Document this Past Month!
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
Exhibit emoji
309
3/7/24 New Document this Past Month!
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  New Document this Past Month! 106
3/27/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
324

3/25/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
Report emoji
2
2/29/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
Report emoji
15
12/13/23CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT4
12/13/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A7
11/29/23425Registration:  Prospectuses and Communications – Mergers4
11/13/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events28
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
41
11/3/23EFFECTSEC:  SEC Notices of Effectiveness11
11/2/23424B3Registration:  Prospectuses – New Facts or Events2
10/31/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
Correspondence emoji
24
10/23/23S-4Registration:  Registration Statements – Securities for Mergers — Form S-44
10/23/23RWRegistration:  Registration Withdrawal Request1
5/5/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A12
4/6/23ARSUpdate:  Annual Reports to Security Holders6
4/6/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
Report emoji
13
2/2/23 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
1/24/23 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
3/26/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
5/29/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
1/14/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
10/8/10 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/7/10 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD 13
10/6/10 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
9/4/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

General Exhibits: 
Exhibit emoji
2/29/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
2/29/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 61
2/29/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 19
12/14/23EX-10Material Contracts29
12/13/23EX-3Articles of Incorporation/Organization and Bylaws18
11/13/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)21
8/2/23EX-FILING FEESFiling Fees5
8/2/23EX-21Subsidiaries Lists14
7/18/23EX-5Opinions of Counsel re: Legality27
7/18/23EX-8Opinions of Counsel re: Tax Matters17
7/3/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions4
9/13/17 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
1/14/14 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
Exhibit emoji
3/27/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
341

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
4,981
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
193
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 849
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 152
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
186
2/29/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 112
2/29/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 110
5/29/18 OLDEX-12Statements re: Computations of Ratios  OLD 11

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 652


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  275 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 28852N
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G60
12/18/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4158
12/13/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D14
11/29/23425Registration:  Prospectuses and Communications – Mergers4
2/2/23 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
2/3/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
3/4/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/14/11 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
Correspondence emoji
7/31/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC19
7/31/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
Exhibit emoji
7/3/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions2
12/19/22 OLDEX-24Powers of Attorney  OLD 66

Additional Exhibits: 
Exhibit emoji
11/29/23EX-99Miscellaneous Exhibits, such as Press Releases13

Financials: 
Financials emoji
Financials emoji
Financials emoji
2/14/11 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
7/3/23GRAPHICPhotos, Images and Graphs28


        

Filings History

Year    # of Filings
In descending order
2024 13
2023 86
2022 52
2021 67
2020 47
2019 68
2018 68
2017 58
2016 49
2015 55
2014 60
2013 64
2012 56
2011 94
2010 42
2009 22
2007 2

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 7:21:34.4am ET