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Orion Energy Systems, Inc. 
 WI
  SEC # 1409375

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912  SEC Filings
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  from  8/20/07  to  4/5/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Orion Energy Systems, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  348 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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180

8-K Items: 
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1/4/23 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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21
1/5/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
11/4/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/7/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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77
1/5/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
4/5/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 10
7/2/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
1/3/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/22/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/2/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
8/11/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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50
11/14/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
8/11/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
8/3/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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16
1/29/24
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  Events: 
Other Events — Item 8.0122
2/7/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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143

2/7/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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58
8/11/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-86
6/30/23ARSUpdate:  Annual Reports to Security Holders6
6/30/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A11
6/30/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A16
6/12/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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19
5/10/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
3/13/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
3/9/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
3/1/23 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/26/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
1/3/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
6/15/15 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 2
6/15/15 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
2/9/12 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/15/11 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
4/5/10 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
8/6/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
12/19/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
12/12/07 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6

General Exhibits: 
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8/11/23EX-23Consents of Experts and Counsel43
8/11/23EX-FILING FEESFiling Fees2
8/11/23EX-5Opinions of Counsel re: Legality13
6/12/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders20
6/12/23EX-10Material Contracts117
6/12/23EX-21Subsidiaries Lists17
5/10/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)15
11/14/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
11/8/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
11/30/12 OLDEX-17Correspondence re: Departure of a Director  OLD 1

Additional Exhibits: 
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2/7/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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133

Financials: 
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4/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,472
4/5/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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88
4/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 386
4/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 39
4/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
81
2/7/24EX-31Certifications — §302 – SOA’02154
2/7/24EX-32Certifications — §906 – SOA’02136
2/28/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1
8/22/11 OLDEX-16Letter re: a Change in Accountant  OLD 1

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2/7/24GRAPHICPhotos, Images and Graphs322


Forms
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, Documents
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& Exhibits
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 in  564 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 686275
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4438
2/5/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G58
10/30/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D8
8/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 345
5/6/19 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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3/8/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14
3/8/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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8/15/23EX-24Powers of Attorney44

Additional Exhibits: 
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9/30/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 53
2022 39
2021 40
2020 37
2019 42
2018 48
2017 63
2016 53
2015 71
2014 40
2013 45
2012 56
2011 73
2010 69
2009 67
2008 65
2007 42

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