| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/9/24 |  | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 3 |
| 4/8/24 | | | SC TO-I | | Ownership: | | Tender-Offer Statement by an Issuer — Schedule TO | 1 |
| 4/8/24 | | | 424B3 | | Registration: | | Prospectus – New Facts or Events | 1 |
| 4/8/24 | | | 425 | | Registration: | | Prospectuses and Communications – Mergers | 18 |
| 4/1/24 | | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 | 9 |
| 3/26/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 287 |
| | |
| | 8-K Items: |
| 9/18/18 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 15 |
| 6/21/16 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 1/25/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 65 |
| 1/31/13 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 2 |
| 9/11/17 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
| 7/8/22 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 4 |
| 10/18/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 38 |
| 1/24/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 16 |
| 7/22/10 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 1/24/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
| 3/26/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 40 |
| 3/26/24 | | | Events: | • | Other Events — Item 8.01 | 150 |
| 3/26/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 201 |
| | |
|
| 1/25/24 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 50 |
| 12/7/23 | | | ARS | | Update: | | Annual Reports to Security Holders | 7 |
| 12/7/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 23 |
| 12/7/23 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 21 |
| 11/21/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 6 |
| 11/15/23 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 19 |
| 11/14/23 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 8 |
| 6/28/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 20 |
| 6/1/22 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 6/1/22 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 5/25/22 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 10 |
| 5/24/22 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 5 |
| 7/29/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 5 |
| 6/11/19 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 4 |
| 6/2/17 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 2 |
| 5/31/17 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 2/21/17 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 10/24/16 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 4 |
| 6/21/16 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 11/18/15 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 12/3/14 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 2 |
| 3/4/09 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 1/28/09 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 3/19/08 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 3/17/08 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 3/13/08 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 7 |
| | |
| | Form-Specific Documents: |
| 11/14/23 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 8 |
| | |
| | General Exhibits: |
| 4/8/24 | | | EX-FILING FEES | | Filing Fees | 3 |
| 3/11/24 | | | EX-23 | | Consents of Experts and Counsel | 71 |
| 3/11/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 2 |
| 1/29/24 | | | EX-5 | | Opinions of Counsel re: Legality | 18 |
| 1/24/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 35 |
| 11/15/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 30 |
| 11/15/23 | | | EX-10 | | Material Contracts | 169 |
| 11/15/23 | | | EX-21 | | Subsidiaries Lists | 18 |
| 6/1/22 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 8 |
| 7/29/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 2 |
| 7/27/18 | OLD | | EX-24 | | Powers of Attorney OLD | 5 |
| 5/10/16 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 5 |
| 7/22/10 | OLD | | EX-14 | | Codes of Ethics OLD | 3 |
| | |
| | Additional Exhibits: |
| 4/8/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 303 |
| | |
| | Financials: |
| 3/26/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,096 |
| 3/26/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 138 |
| 3/26/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 641 |
| 3/26/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 94 |
| 3/26/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 131 |
| 1/25/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 138 |
| 1/25/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 127 |
| 7/27/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 10 |
| 5/5/11 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| | |
| | Graphics: |
| 4/8/24 | | | GRAPHIC | | Photos, Images and Graphs | 3,382 |
