| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/3/24 |  | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 12 |
| 4/3/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 17 |
| 4/3/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 2 |
| 3/25/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 171 |
| | |
| | 8-K Items: |
| 2/20/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 21 |
| 8/12/15 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 6/23/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 2/28/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 54 |
| 8/12/15 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 5/1/09 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 4/5/17 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 3/25/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 45 |
| 5/24/16 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 1 |
| 5/22/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 13 |
| 3/25/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 7 |
| 6/26/23 | | | Events: | • | Other Events — Item 8.01 | 53 |
| 3/25/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 110 |
| | |
|
| 3/1/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 19 |
| 10/27/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 48 |
| 5/10/23 | | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 | 1 |
| 6/2/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 6/2/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 4 |
| 3/18/19 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 3 |
| 5/12/17 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 12 |
| 4/4/16 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 8/13/09 | OLD | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities OLD | 1 |
| 8/13/09 | OLD | | FWP | | Registration: | | Prospectus – Free Writing OLD | 1 |
| 8/10/09 | OLD | | 424B5 | | Registration: | | Prospectus – Primary Offering or Shelf Securities – New Facts or Events OLD | 1 |
| 8/10/09 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 3 |
| 8/7/09 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
| 8/4/09 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 2 |
| 5/15/09 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 5/12/09 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 5/12/09 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 3/28/08 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 12/21/07 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 12/20/07 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 12/19/07 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 6 |
| 6/22/07 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 2 |
| | |
| | General Exhibits: |
| 3/1/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/1/24 | | | EX-23 | | Consents of Experts and Counsel | 37 |
| 3/1/24 | | | EX-10 | | Material Contracts | 106 |
| 3/1/24 | | | EX-21 | | Subsidiaries Lists | 18 |
| 6/2/22 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 9 |
| 6/2/22 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 2/28/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 5 |
| 4/13/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 7 |
| 8/5/16 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 7 |
| 8/14/09 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 |
| | |
| | Additional Exhibits: |
| 3/25/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-2: 1 Other Financial Statement — Form S-6: 1 Other Financial Statement (2 total) | 138 |
| | |
| | Financials: |
| 3/25/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,868 |
| 3/25/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 100 |
| 3/25/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 417 |
| 3/25/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 57 |
| 3/25/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 93 |
| 3/1/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 133 |
| 3/1/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 67 |
| 4/5/17 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 2 |
| 7/21/09 | OLD | | EX-12 | | Statement re: the Computation of Ratios OLD | 1 |
| | |
| | Graphics: |
| 4/3/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,936 |
