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Ocular Therapeutix, Inc. 
 MA
  SEC # 1393434

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609  SEC Filings
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  from  3/16/07  to  3/25/24  (3 Days Ago)

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Most-Recent Filing:    ‘S-3ASR’ — Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Ocular Therapeutix, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  280 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  New Document this Past Month! 2
3/11/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 15
3/11/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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10
3/11/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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131

8-K Items: 
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2/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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22
3/11/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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49
2/22/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
11/8/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 2
2/22/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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2
2/22/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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23
6/22/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/16/23"Submission of Matters to a Vote of Security Holders — Item 5.079
10/4/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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8
2/22/24
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  Events: 
Other Events — Item 8.0139
3/11/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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85

12/14/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events14
11/17/23EFFECTSEC:  SEC Notices of Effectiveness7
11/14/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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10
11/7/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-34
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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29
5/1/23ARSUpdate:  Annual Report to Security Holders1
5/1/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A8
5/1/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A9
2/28/22 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
2/28/22 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
8/9/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
4/13/21 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
10/24/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 5
4/30/19 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/18/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
1/16/19 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
1/25/17 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
6/5/15 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
6/2/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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5
7/25/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/23/14 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
7/22/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
7/21/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/2/14 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
3/16/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

Letters: 
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2/12/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2
6/2/14 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 46
3/25/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 9
3/25/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 41
3/11/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/11/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 87
3/11/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 5
2/22/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders24
12/14/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)11
2/28/22 OLDEX-24Powers of Attorney  OLD 2
8/9/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11

Additional Exhibits: 
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3/11/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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75

Financials: 
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3/11/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 78
3/11/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 78
3/11/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,510
3/11/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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91
3/11/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 363
3/11/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 61
3/11/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
86
4/15/16 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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3/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 763


Forms
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, Documents
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& Exhibits
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 in  330 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 67576A
 

        
Latest Filing  Type    Category    Description        Documents
     
2/27/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4207
2/27/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D7
2/26/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 336
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G62
2/5/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14410
7/23/14 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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11/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC7
11/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
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2/26/24EX-24Powers of Attorney52

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2/10/15 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 36
2023 57
2022 46
2021 57
2020 64
2019 74
2018 50
2017 61
2016 55
2015 53
2014 49
2013 1
2011 2
2009 3
2007 1

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