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Broadridge Financial Solutions, Inc. 
 NY
  SEC # 1383312

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2,793  SEC Filings
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  from  12/19/06  to  4/8/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed re:  Issuer / Subject Company — Filed by:  Carey Thomas P 
 
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notifications of all
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Filings
involving  Broadridge Financial Solutions, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  587 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/29/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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381

8-K Items: 
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8/17/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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25
6/6/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
5/12/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
2/1/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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84
8/17/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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13
6/6/12 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
4/2/07 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
9/6/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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44
8/6/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
8/5/20 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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4
11/13/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
2/29/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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152
2/16/24
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  Events: 
Other Events — Item 8.01120
2/29/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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356

2/1/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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52
9/27/23ARSUpdate:  Annual Reports to Security Holders9
9/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A45
9/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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21
8/8/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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20
8/12/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 5
4/5/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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19
5/7/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 8
5/6/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
2/19/20 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 12
11/16/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
2/13/17 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 3
8/4/15 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
8/14/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
7/9/10 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
3/16/07 OLD10-12BRegistration:  Registration Statements — Form 10  OLD 5
3/16/07 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1

General Exhibits: 
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11/2/23EX-10Material Contracts118
8/8/23EX-14Codes of Ethics6
8/8/23EX-23Consents of Experts and Counsel29
8/8/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders19
8/8/23EX-19Report Furnished to Security Holders1
8/8/23EX-21Subsidiaries Lists16
8/12/22 OLDEX-FILING FEESFiling Fees  OLD 1
8/12/22 OLDEX-5Opinions of Counsel re: Legality  OLD 15
8/12/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 5
5/6/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
3/29/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
8/6/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7

Additional Exhibits: 
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2/29/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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445

Financials: 
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2/29/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,119
2/29/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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143
2/29/24EX-101.*XBRL Data  (XBRL Files)604
2/29/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)102
2/29/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
137
2/1/24EX-31Certifications — §302 – SOA’02144
2/1/24EX-32Certifications — §906 – SOA’02136
8/7/18 OLDEX-12Statements re: Computations of Ratios  OLD 16
2/20/09 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 35

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2/29/24GRAPHICPhotos, Images and Graphs6,078


Forms
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, Documents
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& Exhibits
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 in  2,005 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 11133T
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,803
3/7/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14432
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G58
7/24/235Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 522
9/7/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 63
5/6/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5

Letters: 
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4/21/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC22
4/21/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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9/7/22 OLDEX-24Powers of Attorney  OLD 38
11/19/08 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 57
2023 184
2022 146
2021 176
2020 175
2019 174
2018 161
2017 153
2016 157
2015 141
2014 142
2013 150
2012 178
2011 129
2010 99
2009 92
2008 127
2007 351
2006 1

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