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Dynegy Inc. 
 TX
  SEC # 1379895

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1,675  SEC Filings
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  from  12/8/06  to  2/14/19  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Deutsche Bank AG 
 
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Filings
involving  Dynegy Inc. 

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Forms
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, Documents
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& Exhibits
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 in  606 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/27/18 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
4/27/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
4/9/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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333

8-K Items: 
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12/20/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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70
2/6/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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16
1/30/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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5
4/9/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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13
2/21/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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47
12/20/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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27
12/9/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
8/24/10 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
4/9/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
2/6/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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7
4/9/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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14
5/15/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
7/25/08 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
4/9/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/9/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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48
4/9/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
3/2/12 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 2
11/17/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/2/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 9
2/21/18 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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172
12/19/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 79
4/9/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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295

4/9/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
4/9/18 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
2/21/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 19
1/25/18 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
12/19/17 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
12/19/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 49
11/1/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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34
8/7/17 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 2
3/30/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 10
2/24/17 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 5
2/24/17 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 9
1/31/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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26
11/7/16 OLDT-3Registration:  Application for a Qualification of a Trust Indenture — Form T-3  OLD 1
6/17/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
6/16/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
5/31/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
7/17/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 11
7/17/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
7/8/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 8
4/27/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
10/9/14 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
5/29/13 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
2/12/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
12/3/12 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
11/9/11 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/23/11 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 20
4/11/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/14/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 13
1/10/11 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
11/26/10 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

General Exhibits: 
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4/27/18 OLDEX-23Consents of Experts and Counsel  OLD 114
4/9/18 OLDEX-10Material Contracts  OLD 320
2/22/18 OLDEX-95Mine-Safety Disclosures  OLD 2
2/22/18 OLDEX-21Subsidiaries Lists  OLD 12
12/19/17 OLDEX-5Opinions of Counsel re: Legality  OLD 34
12/19/17 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 5
10/30/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 37
8/21/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 95
3/3/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 187
6/21/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
2/27/14 OLDEX-14Codes of Ethics  OLD 2
2/8/07 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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2/21/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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474

Financials: 
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4/27/18 OLDEX-31Certifications — §302 – SOA’02  OLD 132
2/22/18 OLDEX-32Certifications — §906 – SOA’02  OLD 128
2/22/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,627
2/22/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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39
2/22/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 191
2/22/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
32
12/19/17 OLDEX-12Statements re: Computations of Ratios  OLD 6
5/15/07 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/27/18 OLDGRAPHICPhotos, Images and Graphs  OLD 2,960


Forms
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, Documents
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& Exhibits
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 in  1,091 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 89
4/11/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 748
4/9/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 7
4/4/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 17
3/6/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 74
6/1/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 62
6/16/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
2/18/11 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 14
2/17/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 18
2/17/11 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 21
2/16/11 OLDDEFN14AProxy:  Definitive Non-Management Proxy Statement — Schedule 14A  OLD 1
2/11/11 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 5
12/15/10 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
11/26/10 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
11/15/10 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1
11/5/10 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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6/29/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC30

General Exhibits: 
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10/31/17 OLDEX-10Material Contracts  OLD 4
10/31/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
9/6/17 OLDEX-5Opinion of Counsel re: Legality  OLD 1
10/7/16 OLDEX-24Powers of Attorney  OLD 44
12/15/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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4/9/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 282

Graphics: 
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2/26/18 OLDGRAPHICPhotos, Images and Graphs  OLD 374


        

Filings History

Year    # of Filings
In descending order
2019 2
2018 87
2017 115
2016 96
2015 141
2014 165
2013 117
2012 141
2011 197
2010 284
2009 92
2008 79
2007 157
2006 2

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