| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 425 | | Registration: | | Prospectuses and Communications – Mergers | 27 |
| 4/11/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 173 |
| | |
| | 8-K Items: |
| 2/12/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 30 |
| 6/11/15 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 2 |
| 7/2/19 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 3 |
| 2/7/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 48 |
| 1/17/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 23 |
| 11/21/13 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 4/11/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 29 |
| 2/15/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 9 |
| 7/22/16 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 2 |
| 2/15/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 12 |
| 2/7/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 25 |
| 8/15/23 | | | Events: | • | Other Events — Item 8.01 | 36 |
| 2/15/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 131 |
| | |
|
| 2/7/24 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 35 |
| 1/30/24 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 7 |
| 1/29/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 7 |
| 1/25/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 23 |
| 1/22/24 | | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 — Financial Reports | 8 |
| 1/4/24 | | | ARS | | Update: | | Annual Report to Security Holders | 1 |
| 1/4/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 12 |
| 12/20/23 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 5 |
| 11/17/23 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 14 |
| 5/24/23 | | | SD | | Update: | | Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD | 7 |
| 5/5/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 4 |
| 2/2/21 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 2/22/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 9/2/16 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 9/2/16 | OLD | | SC 13D | | Ownership: | | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D OLD | 1 |
| 5/12/16 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 4 |
| 5/22/15 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 2 |
| 5/21/15 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 4 |
| 5/21/15 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 2 |
| 4/2/15 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 8/6/14 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 3 |
| 2/19/14 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 OLD | 1 |
| 12/16/13 | OLD | | IRANNOTICE | | Update: | | Notice of an Iran/Syria Disclosure in a Quarterly or Annual Report OLD | 1 |
| 7/17/13 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD — Financial Reports | 14 |
| 10/3/12 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 9/28/12 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 10/24/06 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| | |
| | Letters: |
| 9/26/16 | OLD | | COVER | | Comment-Response or Cover Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | General Exhibits: |
| 2/15/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 81 |
| 2/12/24 | | | EX-10 | | Material Contracts | 86 |
| 2/12/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 9 |
| 2/7/24 | | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders | 14 |
| 1/22/24 | | | EX-23 | | Consents of Experts and Counsel | 63 |
| 1/17/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 29 |
| 11/22/23 | | | EX-FILING FEES | | Filing Fees | 1 |
| 11/22/23 | | | EX-5 | | Opinions of Counsel re: Legality | 49 |
| 11/22/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 4 |
| 11/22/23 | | | EX-21 | | Subsidiaries Lists | 16 |
| 11/17/23 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/2/23 | OLD | | EX-96 | | Mining Disclosure OLD | 1 |
| 11/21/19 | OLD | | EX-9 | | Voting Trust Agreements OLD | 3 |
| 11/8/16 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
| 7/22/16 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 6/5/15 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 8 |
| | |
| | ABS Exhibits: |
| 2/5/13 | OLD | | EX-33 | | Report of Compliance with Servicing Criteria OLD | 1 |
| | |
| | Additional Exhibits: |
| 2/7/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 141 |
| | |
| | Financials: |
| 4/11/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,891 |
| 4/11/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 132 |
| 4/11/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 516 |
| 4/11/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 92 |
| 4/11/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 125 |
| 2/7/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 96 |
| 2/7/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 93 |
| 11/21/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 11 |
| | |
| | Graphics: |
| 4/11/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,155 |
