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American DG Energy Inc. 
 MA
  SEC # 1378706

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590  SEC Filings
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  from  11/2/06  to  6/22/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D’ — Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company 
 
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notifications of all
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Filings
involving  American DG Energy Inc. 

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Forms
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, Documents
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& Exhibits
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 in  308 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/22/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
6/1/17 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/30/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 17
5/25/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 11
5/23/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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115

8-K Items: 
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3/24/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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29
3/3/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
5/23/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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5
5/12/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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37
12/28/16 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
5/23/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/30/15 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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12
5/23/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
9/17/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
5/23/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/7/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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17
5/23/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
5/23/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
11/2/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
5/23/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 20
5/23/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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89

5/19/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
5/12/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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30
5/2/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
4/27/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
4/27/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 10
3/21/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
10/4/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
7/16/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
5/11/15 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/28/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 6
1/23/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
1/7/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 15
9/22/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
8/1/14 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
7/31/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
5/15/14 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
3/31/14 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/14/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
7/2/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
12/21/11 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
1/4/10 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
11/6/09 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 2
10/20/09 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/15/09 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/14/09 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/30/09 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
9/8/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/26/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5
8/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
5/11/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
3/30/07 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
2/13/07 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 5

General Exhibits: 
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5/23/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
3/24/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/21/17 OLDEX-23Consents of Experts and Counsel  OLD 50
3/21/17 OLDEX-21Subsidiaries Lists  OLD 3
3/3/17 OLDEX-10Material Contracts  OLD 87
10/31/14 OLDEX-5Opinions of Counsel re: Legality  OLD 19
10/6/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 8
8/1/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
8/16/13 OLDEX-24Power of Attorney  OLD 1
12/29/11 OLDEX-17Correspondence re: Departure of a Director  OLD 1
11/2/06 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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5/23/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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66

Financials: 
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5/12/17 OLDEX-31Certifications — §302 – SOA’02  OLD 105
5/12/17 OLDEX-32Certifications — §906 – SOA’02  OLD 46
5/12/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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920
5/12/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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32
5/12/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 150
5/12/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
25
9/17/14 OLDEX-16Letters re: Changes in Accountants  OLD 5

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4/27/17 OLDGRAPHICPhotos, Images and Graphs  OLD 384


Forms
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, Documents
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& Exhibits
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 in  286 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/22/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
5/25/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 195
5/19/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/15/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
12/14/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 38
11/2/16 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
9/30/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
7/31/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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11/24/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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5/25/17 OLDEX-24Powers of Attorney  OLD 38
11/2/16 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/18/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5

Additional Exhibits: 
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5/19/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10

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11/2/16 OLDGRAPHICPhotos, Images and Graphs  OLD 33


        

Filings History

Year    # of Filings
In descending order
2017 51
2016 47
2015 130
2014 60
2013 54
2012 39
2011 41
2010 56
2009 37
2008 26
2007 44
2006 5

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