| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 6/15/23 | | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 | 1 |
| 5/26/23 | | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations | 12 |
| 5/26/23 | | | RW | | Registration: | | Registration Withdrawal Request | 1 |
| 5/26/23 | | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 | 6 |
| 5/16/23 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 170 |
| | |
| | 8-K Items: |
| 2/16/23 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 38 |
| 5/15/23 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 3 |
| 5/15/23 | | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’ | 15 |
| 4/26/23 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 67 |
| 12/16/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 16 |
| 1/16/19 | OLD | | " | | | • | Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 OLD — ↓‘EX-10’ | 1 |
| 9/4/18 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 9/4/18 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 5/16/23 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 6 |
| 5/15/23 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 3 |
| 3/3/22 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 3/31/08 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 5/15/23 | | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 | 2 |
| 5/15/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 24 |
| 5/15/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 7 |
| 5/11/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 5/16/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 9 |
| 5/15/23 | | | Events: | • | Other Events — Item 8.01 | 49 |
| 5/16/23 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 157 |
| | |
|
| 5/1/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 36 |
| 4/27/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 52 |
| 4/26/23 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 20 |
| 4/3/23 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 3/22/23 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 4/7/22 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 15 |
| 2/4/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 19 |
| 6/10/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 7 |
| 4/8/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 9 |
| 2/26/21 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 8 |
| 7/2/20 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 10 |
| 8/15/19 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 8/1/19 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 8/1/19 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 11 |
| 5/22/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 7/1/16 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 10/7/15 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 4 |
| 9/30/15 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
| 3/31/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 8 |
| 12/9/14 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 12/9/14 | OLD | | S-1MEF | | Registration: | | Registration Statements to Add Securities to Prior Form S-1 Registrations OLD | 2 |
| 12/8/14 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 8 |
| 8/12/14 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 2 |
| 3/17/14 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 2 |
| 2/22/13 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 2 |
| 1/3/13 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 6/29/07 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 1/29/07 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
| | |
| | General Exhibits: |
| 5/15/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 33 |
| 3/22/23 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 3/1/23 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 69 |
| 3/1/23 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 25 |
| 3/1/23 | OLD | | EX-10 | | Material Contracts OLD | 196 |
| 3/1/23 | OLD | | EX-21 | | Subsidiaries Lists OLD | 15 |
| 2/16/23 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 6 |
| 6/10/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 35 |
| 2/26/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 4 |
| 7/2/20 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 8 |
| 1/26/07 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 1/26/07 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
| | |
| | Additional Exhibits: |
| 5/16/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 135 |
| | |
| | Financials: |
| 5/16/23 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,553 |
| 5/16/23 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 88 |
| 5/16/23 | | | EX-101.* | | XBRL Data (XBRL Files) | 411 |
| 5/16/23 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 48 |
| 5/16/23 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 81 |
| 4/27/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 144 |
| 4/27/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 69 |
| 3/3/22 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 8/6/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 45 |
| | |
| | Graphics: |
| 5/11/23 | | | GRAPHIC | | Photos, Images and Graphs | 1,139 |
List all Money Managers that own this Security Issuer: CUSIPs 89421B and 894174
