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Alps Advisors Inc. 
 CO
  SEC # 1376113

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243  SEC Filings
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  from  9/20/06  to  2/14/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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Filings
involving  Alps Advisors Inc. 

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Forms
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, Documents
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& Exhibits
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 in  243 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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73
2/5/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G133
10/3/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
12/21/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 18
6/1/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 6
1/12/17 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
5/13/13 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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4
10/3/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 6

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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50

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3/21/14 OLDGRAPHICPhotos, Images and Graphs  OLD 6

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


10 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  NA of 499  NA  
 NY
 
Fred Alger Management, LLC [ formerly Fred Alger Management Inc. ]
2/14/2412/31/23  43 of 175  $43,749,957  
 CA
 
Aristotle Capital Management, LLC
2/12/2412/31/23  26 of 52  $19,282  
 CA
 
GSI Capital Advisors LLC [ formerly Green Street Investors, LLC ]
2/9/2412/31/23  36 of 222  $353,317  
 NY
 
Pzena Investment Management LLC
2/9/2412/31/23  29 of 692  $364,729  
 CA
 
TCW Group Inc.
2/6/2412/31/23  NA of 99  NA  
 CT
 
Sustainable Growth Advisers, LP
8/14/236/30/23  45 of 100  $6  
 MD
 
Hillman Capital Management, Inc.
2/14/1712/31/16  NA of 62  NA  
 MA
 
Weatherbie Capital, LLC
5/5/163/31/16  NA of 44  NA  
 MN
 
Cornerstone Capital Management LLC [ formerly Cornerstone Capital Management Inc./MN ]
11/10/159/30/15  38 of 74  $639  
 NY
 
Matrix Asset Advisors Inc./NY


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 10
2023 13
2022 15
2021 14
2020 19
2019 18
2018 25
2017 20
2016 19
2015 22
2014 13
2013 18
2012 7
2011 5
2010 4
2009 4
2008 6
2007 10
2006 1

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