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Zogenix, Inc. 
 CA
  SEC # 1375151

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886  SEC Filings
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  from  9/12/06  to  5/16/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Ra Capital Management, L.P. [ formerly Ra Capital Management, LLC ] 
 
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notifications of all
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Filings
involving  Zogenix, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  423 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/17/22 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/8/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
3/7/22 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/7/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
3/7/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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219

8-K Items: 
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3/7/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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36
10/5/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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12
3/7/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
2/28/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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56
10/5/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
5/19/14 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
4/28/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
3/7/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
10/5/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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8
3/7/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/7/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/7/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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25
3/7/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/2/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 12
1/19/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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21
3/7/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 80
3/7/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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97

3/7/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 8
3/7/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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15
1/19/22 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 2
11/5/21 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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34
8/5/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
4/15/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 11
4/15/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
4/2/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
6/12/20 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
3/4/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 15
3/6/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 19
6/3/16 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/31/16 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 3
5/20/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
5/10/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
5/19/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
11/5/13 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
2/14/13 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
9/16/11 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
9/15/11 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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11
11/23/10 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
11/23/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
11/18/10 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
11/12/10 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/14/10 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
4/1/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
8/1/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1

Letters: 
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3/3/20 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2
11/12/10 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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3/7/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 17
3/7/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 32
3/1/22 OLDEX-23Consents of Experts and Counsel  OLD 38
3/1/22 OLDEX-21Subsidiaries Lists  OLD 5
1/19/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
11/5/21 OLDEX-10Material Contracts  OLD 134
8/5/21 OLDEX-5Opinions of Counsel re: Legality  OLD 31
3/4/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
1/7/13 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
6/18/08 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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3/1/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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111

Financials: 
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3/7/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,125
3/7/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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93
3/7/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 405
3/7/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 55
3/7/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
86
3/7/22 OLDEX-31Certifications — §302 – SOA’02  OLD 98
3/7/22 OLDEX-32Certifications — §906 – SOA’02  OLD 96
10/2/17 OLDEX-12Statements re: Computations of Ratios  OLD 5

Graphics: 
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3/1/22 OLDGRAPHICPhotos, Images and Graphs  OLD 729


Forms
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, Documents
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& Exhibits
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 in  476 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 989CVR and 98978L
 

        
Latest Filing  Type    Category    Description        Documents
     
5/16/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 96
3/9/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 301
3/7/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 8
3/7/22 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 4
3/7/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/19/22 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 2
1/19/22 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
9/23/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 42
3/12/15 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 3
1/24/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
11/23/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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5/18/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9

General Exhibits: 
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2/28/22 OLDEX-FILING FEESFiling Fees  OLD 2
9/23/20 OLDEX-24Powers of Attorney  OLD 18

Additional Exhibits: 
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3/7/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 45

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3/4/22 OLDGRAPHICPhotos, Images and Graphs  OLD 91


        

Filings History

Year    # of Filings
In descending order
2022 60
2021 52
2020 80
2019 75
2018 54
2017 65
2016 56
2015 86
2014 75
2013 67
2012 64
2011 61
2010 77
2009 6
2008 6
2007 1
2006 1

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