Synthesis Energy Systems Inc. 

TX

  SEC # 1375063

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770  SEC Filings   from  9/8/06  to  2/26/21  (None in the Past Year)

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Most-Recent Filing:		‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  562 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/2/20	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	306
					8-K Items:
6/1/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	69
6/4/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	16
11/4/16	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
2/13/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	42
5/7/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	6
10/2/20	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	18
2/21/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	8
7/19/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
6/29/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	6
6/1/20	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
6/1/20	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	41
7/19/19	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
6/21/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	10
10/10/19	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	135
6/1/20	OLD		Events:			•	Other Events — Item 8.01  OLD	80
6/29/20	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	267
6/1/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	13
3/31/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
3/31/20	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	2
3/2/20	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	39
2/25/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
2/18/20	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
1/10/20	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	20
10/1/19	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
4/29/19	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	13
4/16/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
6/5/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	9
5/30/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	20
5/16/18	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	7
9/5/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
5/13/16	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	3
11/20/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
11/4/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	65
7/1/08	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	4
6/20/08	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
6/19/08	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
5/15/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	3
11/5/07	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
11/2/07	OLD		SB-2MEF		Registration:		Registration Statement to Add Securities to a Prior Form SB-2 Registration  OLD	1
10/26/07	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	12
10/2/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
9/20/07	OLD		10KSB		Update:		Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD	1
8/1/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
6/28/07	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
					Letters:
2/26/21	OLD		ORDER		SEC Staff Actions – SEC Orders  OLD  — All Correspondence with the SEC			2
					General Exhibits:
5/7/20	OLD		EX-10		Material Contracts  OLD			178
3/31/20	OLD		EX-23		Consents of Experts and Counsel  OLD			65
3/31/20	OLD		EX-5		Opinions of Counsel re: Legality  OLD			20
2/21/20	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
1/10/20	OLD		EX-21		Subsidiaries Lists  OLD			14
7/19/19	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			7
10/25/17	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
4/14/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
					Additional Exhibits:
3/31/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			279
					Financials:
6/29/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			8
3/31/20	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,873
3/31/20	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			44
3/31/20	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			222
3/31/20	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			37
3/2/20	OLD		EX-31		Certifications — §302 – SOA’02  OLD			104
3/2/20	OLD		EX-32		Certifications — §906 – SOA’02  OLD			104
					Graphics:
6/29/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,673

Forms , Documents & Exhibits  in  224 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/1/20	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
6/1/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	13
2/14/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	26
10/21/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	128
3/13/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
3/27/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	7
6/19/08	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
					Letters:
6/8/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			21
					General Exhibits:
5/7/20	OLD		EX-10		Material Contracts  OLD			17
2/21/20	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/16/17	OLD		EX-24		Powers of Attorney  OLD			22
					Additional Exhibits:
7/1/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			17
					Graphics:
5/7/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			21

        

Filings History

Year		# of Filings
2021		2
2020		27
2019		38
2018		57
2017		56
2016		47
2015		49
2014		67
2013		78
2012		77
2011		57
2010		30
2009		58
2008		65
2007		61
2006		1