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List All Filings | or | ||
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Most-Recent Filing: | ‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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2/9/18 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 28 | |||||||
12/22/17 | OLD | SC 13E3 | Ownership: | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD | 4 | |||||||
12/22/17 | OLD | 25-NSE | Trading: | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 | |||||||
12/22/17 | OLD | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 319 | |||||||
12/12/17 | OLD | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 12 | |||||||
11/9/15 | OLD | FWP | Registration: | Prospectuses – Free Writing OLD | 2 | |||||||
5/21/15 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 26 | |||||||
2/11/15 | OLD | 5 | Ownership: | Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5 OLD | 15 | |||||||
Letters: | ||||||||||||
11/30/17 | OLD | LETTER | Comment and Other Letters from the SEC [ a.k.a. UPLOAD ] OLD — | 18 | ||||||||
General Exhibits: | ||||||||||||
5/18/17 | OLD | EX-24 | Powers of Attorney OLD | 26 | ||||||||
11/9/16 | OLD | EX-1 | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”) OLD | 1 | ||||||||
Additional Exhibits: | ||||||||||||
12/22/17 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 81 | ||||||||
Graphics: | ||||||||||||
11/28/17 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 373 |
Year | # of Filings | |
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2020 | 3 | |
2019 | 2 | |
2018 | 4 | |
2017 | 86 | |
2016 | 63 | |
2015 | 94 | |
2014 | 66 | |
2013 | 50 | |
2012 | 52 | |
2011 | 49 | |
2010 | 45 | |
2009 | 69 | |
2008 | 75 | |
2007 | 47 | |
2006 | 67 |