Ocugen, Inc. 

PA

  SEC # 1372299

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730  SEC Filings   from  8/10/06  to  4/8/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Ocugen, Inc.

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Forms , Documents & Exhibits  in  423 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/8/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	220
					8-K Items:
5/25/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	34
5/13/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
10/1/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
4/2/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	39
5/1/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
6/16/20	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	3
11/1/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	13
1/28/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	7
10/1/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	4
10/9/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
4/1/24			"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02	1
10/1/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/20/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	31
3/20/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	5
6/27/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	14
3/21/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	24
4/8/24			Events:			•	Other Events — Item 8.01	100
4/8/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	166
4/1/24			NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25	1
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	28
10/4/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	14
8/15/23			NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25	1
6/21/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	28
5/25/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	14
4/24/23			EFFECT		SEC:		SEC Notices of Effectiveness	7
4/20/23			ARS		Update:		Annual Report to Security Holders	1
4/20/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	11
2/28/23	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	11
2/28/23	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
2/28/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	10
2/28/23	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
8/6/21	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
3/22/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
2/11/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
12/23/20	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
5/7/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
3/27/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
11/6/19	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	5
9/26/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	22
8/2/19	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	3
6/27/19	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
3/30/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	4
10/27/16	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
12/3/14	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
12/2/14	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
12/1/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/26/14	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
11/18/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/6/14	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	6
8/8/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					Letters:
2/19/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
7/11/14	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			3
					General Exhibits:
3/20/24			EX-3		Articles of Incorporation/Organization and Bylaws			19
1/8/24			EX-10		Material Contracts			188
5/25/23			EX-5		Opinions of Counsel re: Legality			32
5/25/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			5
2/28/23	OLD		EX-23		Consents of Experts and Counsel  OLD			40
2/28/23	OLD		EX-FILING FEES		Filing Fees  OLD			8
2/28/23	OLD		EX-21		Subsidiaries Lists  OLD			7
2/28/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			37
6/14/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			10
					Additional Exhibits:
4/8/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			182
					Financials:
4/8/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,276
4/8/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			138
4/8/24			EX-101.*		XBRL Data  (XBRL Files)			507
4/8/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			116
4/8/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			137
11/9/23			EX-31		Certifications — §302 – SOA’02			75
11/9/23			EX-32		Certifications — §906 – SOA’02			36
10/9/19	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/2/24			GRAPHIC		Photos, Images and Graphs			2,115

Forms , Documents & Exhibits  in  330 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 67577C

        

Latest Filing			Type		Category	Description		Documents
3/20/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	41
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	32
1/5/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	212
10/2/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	11
9/26/19	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	22
11/26/14	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
10/12/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			11
10/12/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
3/20/24			EX-24		Powers of Attorney			23
7/3/19	OLD		EX-10		Material Contracts  OLD			4
6/14/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
6/14/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
12/10/14	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
9/26/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Graphics:
9/20/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			25

        

Filings History

Year		# of Filings
2024		17
2023		72
2022		76
2021		118
2020		78
2019		112
2018		60
2017		44
2016		60
2015		40
2014		48
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2012		2
2011		1
⇑
2008		1
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2006		1