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Athersys, Inc./New 
 OH
  SEC # 1368148

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946  SEC Filings
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  from  7/6/06  to  1/8/24  (3 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 1/5/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Athersys, Inc./New 

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Forms
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, Documents
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& Exhibits
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 in  465 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/8/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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196

8-K Items: 
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1/8/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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33
7/8/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
1/8/24"Bankruptcy or Receivership — Item 1.03 — ‘EX-2’
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1
6/14/07 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
5/18/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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64
1/8/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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2
12/22/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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2
10/18/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.016
10/30/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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13
8/29/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
6/14/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/9/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/14/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/22/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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47
8/29/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
6/14/07 OLD"Change in Shell Company Status — Item 5.06  OLD 1
10/2/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
7/5/23"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.082
1/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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4
10/18/23
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  Events: 
Other Events — Item 8.0145
1/8/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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121

12/4/23424B3Registration:  Prospectuses – New Facts or Events24
11/30/23EFFECTSEC:  SEC Notices of Effectiveness25
11/28/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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28
11/21/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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13
11/16/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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51
11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-253
9/18/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
9/13/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-321
8/21/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events2
8/17/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A18
5/1/23DRegistration:  Notices of Exempt Offerings of Securities — Form D2
4/20/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events14
4/3/23NT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-251
3/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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16
9/19/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 10
6/21/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
4/15/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/13/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 7
1/27/17 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
5/15/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 8
1/28/15 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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3
10/25/12 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
12/18/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/6/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/10/07 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
7/30/07 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
6/28/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
5/25/07 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
4/26/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
2/23/07 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
7/6/06 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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1/8/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions4
11/21/23EX-23Consents of Experts and Counsel66
11/16/23EX-10Material Contracts152
11/9/23EX-FILING FEESFiling Fees9
11/9/23EX-5Opinions of Counsel re: Legality45
10/30/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders47
8/7/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)9
5/26/23EX-24Powers of Attorney49
3/31/23EX-21Subsidiaries Lists17
8/29/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 18

Additional Exhibits: 
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10/11/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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91

Financials: 
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1/8/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,032
1/8/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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123
1/8/24EX-101.*XBRL Data  (XBRL Files)516
1/8/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)77
1/8/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
116
11/16/23EX-31Certifications — §302 – SOA’02136
11/16/23EX-32Certifications — §906 – SOA’0270
3/10/17 OLDEX-12Statement re: the Computation of Ratios  OLD 1
7/9/07 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
6/14/07 OLDEX-16Letter re: a Change in Accountant  OLD 1

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12/4/23GRAPHICPhotos, Images and Graphs533


Forms
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, Documents
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& Exhibits
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 in  483 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 04744L
 

        
Latest Filing  Type    Category    Description        Documents
     
12/27/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
12/21/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4357
9/14/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 338
7/8/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 31
9/21/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 28
4/15/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/25/07 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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11/15/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC26
11/15/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]12

General Exhibits: 
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12/21/23EX-24Powers of Attorney34
2/14/14 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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12/27/23EX-99Miscellaneous Exhibits, such as Press Releases28

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11/23/20 OLDGRAPHICPhotos, Images and Graphs  OLD 9


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 88
2022 64
2021 60
2020 77
2019 49
2018 55
2017 51
2016 49
2015 52
2014 55
2013 64
2012 49
2011 44
2010 37
2009 29
2008 41
2007 72
2006 9

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