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J.P. Morgan Securities LLC 
 NY
  SEC # 1362244

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119  SEC Filings
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  from  5/15/06  to  2/12/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  J.P. Morgan Securities LLC 

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Forms
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, Documents
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& Exhibits
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 in  119 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/12/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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72
2/9/24ABS-15GABS:  Asset-Backed Securities Securitizer Reports — Form ABS-15G13
9/27/18 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
5/9/18 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 9
10/30/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5
8/23/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 10
11/9/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
9/9/11 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 2
9/9/11 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 2
7/12/11 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 2
2/13/08 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

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2/13/08 OLDGRAPHICPhoto, Image or Graph  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


3 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/12/2412/31/23  7,400 of 30,972  $82,249,298  
 NY
 
JPMorgan Chase & Co.
11/14/229/30/22  37 of 2,825  $62  
 SD
 
Dorsey & Whitney Trust Co. LLC
5/10/213/31/21  NA of 228  NA  
 TX
 
Segment Wealth Management, LLC


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 2
2023 5
2022 5
2021 5
2020 5
2019 5
2018 7
2017 17
2016 10
2015 5
2014 5
2013 5
2012 6
2011 16
2010 4
2009 5
2008 5
2007 4
2006 3

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