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Umbra Companies, Inc. 
 CO
  SEC # 1358099

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126  SEC Filings
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  from  4/3/06  to  3/19/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Umbra Companies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  110 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!DRegistration:  Notice of an Exempt Offering of Securities — Form D  New Document this Past Month! 1
10/10/23RWRegistration:  Registration Withdrawal Requests2
12/30/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
7/21/15 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/21/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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28
5/15/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
4/23/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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28

8-K Items: 
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4/23/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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7
1/30/14 OLD
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  Financial Info: 
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
4/23/15 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 8
12/30/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
11/28/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/22/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
12/3/13 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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6
2/29/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/15/12 OLD"Change in Shell Company Status — Item 5.06  OLD 1
3/28/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
4/23/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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14

3/31/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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8
3/31/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
8/14/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
8/9/13 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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2
8/9/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
7/3/12 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
10/7/09 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
9/25/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
3/31/08 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
8/20/07 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/11/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
4/3/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

Letters: 
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11/29/22 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

General Exhibits: 
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12/30/21 OLDEX-23Consents of Experts and Counsel  OLD 13
12/30/21 OLDEX-10Material Contracts  OLD 7
12/30/21 OLDEX-5Opinions of Counsel re: Legality  OLD 9
2/29/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
8/5/08 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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3/28/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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2

Financials: 
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5/21/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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589
5/21/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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27
5/21/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 120
5/21/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
20
5/20/15 OLDEX-31Certifications — §302 – SOA’02  OLD 56
5/20/15 OLDEX-32Certifications — §906 – SOA’02  OLD 52
12/30/14 OLDEX-16Letters re: Changes in Accountants  OLD 5

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10/10/23GRAPHICPhotos, Images and Graphs46


Forms
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, Documents
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& Exhibits
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 in  16 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/4/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
2/17/15 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
9/30/14 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

Letters: 
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7/3/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 1
2022 1
2021 3
2015 10
2014 12
2013 20
2012 31
2011 13
2010 5
2009 6
2008 6
2007 15
2006 2

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