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Cowen Holdings, Inc. 
 NY
  SEC # 1355007

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248  SEC Filings
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  from  3/21/06  to  3/15/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/8/24 — Filed as:  Owner / Insider — Filed by:  Cowen & Co., LLC — Re:  Star Holdings 
 
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notifications of all
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Filings
involving  Cowen Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  102 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 9
3/15/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 6
11/12/09 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
11/10/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
11/5/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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31

8-K Items: 
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6/9/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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3
11/5/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
8/6/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 13
11/5/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/5/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
11/5/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
11/5/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
11/5/09 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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14
11/16/07 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
11/5/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 6
11/5/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 26

11/2/09 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/2/09 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
10/16/09 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
10/2/09 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
9/30/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
8/17/09 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/6/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 10
7/10/09 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1
4/28/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 7
5/20/08 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/30/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
12/19/07 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
12/5/07 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
8/27/07 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
6/1/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
7/14/06 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
7/12/06 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
7/12/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
6/13/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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7/6/06 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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8/10/09 OLDEX-10Material Contracts  OLD 41
7/10/09 OLDEX-23Consents of Experts and Counsel  OLD 15
6/5/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/5/09 OLDEX-21Subsidiaries Lists  OLD 5
12/5/07 OLDEX-5Opinions of Counsel re: Legality  OLD 4
11/16/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
8/24/06 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
6/12/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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8/6/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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47

Financials: 
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11/5/09 OLDEX-16Letter re: a Change in Accountant  OLD 1
8/6/09 OLDEX-31Certifications — §302 – SOA’02  OLD 34
8/6/09 OLDEX-32Certifications — §906 – SOA’02  OLD 14

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10/16/09 OLDGRAPHICPhotos, Images and Graphs  OLD 193


Forms
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, Documents
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& Exhibits
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 in  150 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/28/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 27
11/3/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 88
11/2/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/9/09 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
3/11/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
3/7/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17

Letters: 
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11/14/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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6/5/09 OLDEX-10Material Contract  OLD 1
6/5/09 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/12/08 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/2/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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6/4/09 OLDGRAPHICPhotos, Images and Graphs  OLD 53


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 6
2019 3
2014 1
2010 2
2009 56
2008 60
2007 55
2006 59

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