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Unifunds Ltd. 
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  SEC # 1353633

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135  SEC Filings
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  from  5/8/06  to  8/9/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Unifunds Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  112 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/9/21 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/4/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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34
9/24/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
5/21/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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12
5/2/18 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
3/23/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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27

8-K Items: 
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5/24/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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4
5/24/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 4
9/17/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
9/27/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
1/21/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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7
7/8/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
2/21/14 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
3/23/18 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
3/23/18 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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12

6/26/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
6/24/14 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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3
8/30/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
2/9/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
5/9/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
11/29/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 6
5/19/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/8/06 OLDSB-2Registration:  Registration Statement by a Small-Business Issuer — Form SB-2  OLD 1

General Exhibits: 
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3/23/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
6/24/14 OLDEX-23Consents of Experts and Counsel  OLD 10
6/24/14 OLDEX-5Opinions of Counsel re: Legality  OLD 5
5/24/13 OLDEX-10Material Contracts  OLD 10
5/9/08 OLDEX-14Code of Ethics  OLD 1
5/8/06 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1

Additional Exhibits: 
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5/8/06 OLDEX-99Miscellaneous Exhibit  OLD  — Press Releases
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& Conference Calls
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1

Financials: 
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12/4/18 OLDEX-31Certifications — §302 – SOA’02  OLD 52
12/4/18 OLDEX-32Certifications — §906 – SOA’02  OLD 47
12/4/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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617
12/4/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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41
12/4/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 198
12/4/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
33
9/17/15 OLDEX-16Letters re: Changes in Accountants  OLD 4

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3/23/18 OLDGRAPHICPhotos, Images and Graphs  OLD 127


Forms
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, Documents
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& Exhibits
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 in  23 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/27/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
9/27/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 10

Letters: 
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9/10/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9


        

Filings History

Year    # of Filings
In descending order
2021 1
2018 6
2017 10
2016 6
2015 13
2014 9
2013 11
2012 25
2011 18
2010 11
2009 2
2008 7
2007 9
2006 7

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