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Appgate, Inc. 
 FL
  SEC # 1353538

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196  SEC Filings
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  from  2/17/06  to  2/14/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D’ — Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Magnetar Financial LLC 
 
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notifications of all
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Filings
involving  Appgate, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  146 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/18/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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42

8-K Items: 
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1/18/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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9
11/10/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
8/11/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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4
1/18/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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18
2/6/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
1/18/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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10
10/15/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
11/8/22 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
10/15/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
7/25/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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5
10/15/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
10/15/21 OLD"Change in Shell Company Status — Item 5.06  OLD 1
11/14/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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11
8/10/07 OLD
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  Events: 
Other Events — Item 8.01  OLD 1
1/18/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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32

11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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49
8/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-256
3/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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16
8/11/22 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
4/1/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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2
12/13/21 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
9/10/21 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
2/9/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
7/1/19 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
6/20/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
1/16/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 5
8/20/07 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/9/07 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
12/19/06 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
12/1/06 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
10/20/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
9/13/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
2/17/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

Letters: 
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2/8/23 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

General Exhibits: 
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1/18/24EX-10Material Contracts51
3/31/23EX-23Consents of Experts and Counsel14
4/1/22 OLDEX-FILING FEESFiling Fees  OLD 1
3/31/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
3/31/22 OLDEX-21Subsidiaries Lists  OLD 3
12/13/21 OLDEX-5Opinions of Counsel re: Legality  OLD 3
10/15/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 8
2/9/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
8/18/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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11/14/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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29

Financials: 
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1/18/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,965
1/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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87
1/18/24EX-101.*XBRL Data  (XBRL Files)393
1/18/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)41
1/18/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
81
11/14/23EX-31Certifications — §302 – SOA’02118
11/14/23EX-32Certifications — §906 – SOA’02107
10/15/21 OLDEX-16Letters re: Changes in Accountants  OLD 3

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1/18/24GRAPHICPhotos, Images and Graphs1,104


Forms
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, Documents
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& Exhibits
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 in  51 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D5
3/28/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 426
2/9/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
1/9/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 15
8/9/07 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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10/24/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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1/9/23 OLDEX-24Powers of Attorney  OLD 9

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases7


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 26
2022 30
2021 23
2020 5
2019 8
2018 8
2017 8
2016 11
2015 7
2014 5
2013 10
2012 5
2011 4
2010 4
2009 5
2008 5
2007 17
2006 13

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