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GW Pharmaceuticals plc 
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  SEC # 1351288

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480  SEC Filings
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  from  1/27/06  to  2/11/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Capital World Investors 
 
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notifications of all
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Filings
involving  GW Pharmaceuticals plc 

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Forms
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, Documents
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& Exhibits
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 in  257 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/17/21 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/5/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
5/5/21 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
5/5/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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33

8-K Items: 
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3/18/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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2
5/5/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/16/21 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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12
5/5/21 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
5/5/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/5/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
5/5/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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4
4/23/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
11/3/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
5/5/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
5/5/21 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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27

4/30/21 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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7
4/30/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
4/20/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 14
3/15/21 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
3/4/21 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/27/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
4/7/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
3/27/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/27/19 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
1/18/19 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
10/3/18 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 10
9/27/18 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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123
9/24/18 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/21/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 6
12/4/17 OLD20-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD 7
4/17/17 OLDF-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3  OLD 2
7/13/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
1/9/14 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
1/9/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
1/8/14 OLDF-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form F-1 Registration  OLD 1
1/8/14 OLDF-1Registration:  Registration Statements by Certain Foreign Issuers — Form F-1  OLD 8
1/6/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
5/3/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/5/13 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
3/5/13 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
1/27/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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2/26/21 OLDEX-23Consents of Experts and Counsel  OLD 21
2/26/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 61
2/26/21 OLDEX-10Material Contracts  OLD 113
2/26/21 OLDEX-21Subsidiaries Lists  OLD 5
2/3/21 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/27/20 OLDEX-5Opinions of Counsel re: Legality  OLD 15
1/18/19 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
11/28/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
11/28/18 OLDEX-14Code of Ethics  OLD 1
10/5/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7
12/4/17 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 10
12/4/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 5

Additional Exhibits: 
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5/5/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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183

Financials: 
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5/5/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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558
5/5/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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32
5/5/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 123
5/5/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 29
5/5/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
32
4/30/21 OLDEX-31Certifications — §302 – SOA’02  OLD 24
4/30/21 OLDEX-32Certifications — §906 – SOA’02  OLD 18
11/28/18 OLDEX-16Letters re: Changes in Accountants  OLD 2
12/4/17 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 4
12/4/17 OLDEX-12Statements re: Computations of Ratios  OLD 11

Graphics: 
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3/23/21 OLDGRAPHICPhotos, Images and Graphs  OLD 839


Forms
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, Documents
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& Exhibits
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 in  227 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/11/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 39
5/7/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 146
5/5/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/20/21 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 14
9/16/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 16
7/13/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
4/18/13 OLDF-6Registration:  Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD 1

Letters: 
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1/2/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

Additional Exhibits: 
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5/5/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5

Graphics: 
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2/26/21 OLDGRAPHICPhotos, Images and Graphs  OLD 59


        

Filings History

Year    # of Filings
In descending order
2022 1
2021 101
2020 73
2019 69
2018 49
2017 32
2016 32
2015 33
2014 40
2013 48
2012 1
2006 1

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