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22nd Century Group, Inc. 
 NY
  SEC # 1347858

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722  SEC Filings
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  from  12/23/05  to  4/19/24  (6 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/28/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  22nd Century Group, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  405 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/19/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month! 5
4/19/24 New Document this Past Month!DRegistration:  Notices of Exempt Offerings of Securities — Form D  New Document this Past Month! 10
4/18/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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163

8-K Items: 
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4/9/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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47
1/25/24"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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5
12/28/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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7
3/28/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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24
12/28/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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5
4/5/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 3
4/8/24 New Document this Past Month!"Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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23
4/3/24 New Document this Past Month!"Material Modifications to Rights of Security Holders — Item 3.03  New Document this Past Month!  — ‘EX-4’
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8
2/1/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
2/1/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/18/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — ‘EX-17’
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 — List of Directors & Officers
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51
4/3/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
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9
2/1/11 OLD"Change in Shell Company Status — Item 5.06  OLD 1
2/15/24"Submission of Matters to a Vote of Security Holders — Item 5.0715
2/13/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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58
1/24/24
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  Events: 
Other Events — Item 8.0115
4/9/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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134

4/9/24 New Document this Past Month!424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  New Document this Past Month! 17
3/28/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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18
1/24/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
12/11/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A14
11/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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49
8/18/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-86
5/17/23424B3Registration:  Prospectuses – New Facts or Events17
4/28/23EFFECTSEC:  SEC Notices of Effectiveness11
4/26/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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24
4/25/23ARSUpdate:  Annual Reports to Security Holders4
4/24/23 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
8/13/21 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
8/13/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/12/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
7/9/21 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
7/9/21 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
5/28/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
3/22/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
10/14/16 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
3/12/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
3/7/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/29/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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13
5/18/12 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
3/30/12 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/22/11 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
11/2/10 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
10/22/10 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/8/10 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/16/10 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
8/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 9
12/14/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
1/17/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2

General Exhibits: 
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4/9/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 44
4/9/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 107
4/9/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 40
4/3/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 13
3/28/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/28/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 60
3/28/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
3/28/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 17
8/18/23EX-FILING FEESFiling Fees5
3/10/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7
5/18/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 10
2/1/11 OLDEX-17Correspondence re: Departure of a Director  OLD 1
12/22/06 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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129

Financials: 
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4/18/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,463
4/18/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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129
4/18/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 519
4/18/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 81
4/18/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
122
3/28/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 136
3/28/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 83
12/30/16 OLDEX-12Statement re: the Computation of Ratios  OLD 1
2/1/11 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/19/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 812


Forms
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, Documents
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& Exhibits
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 in  324 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 90137F
 

        
Latest Filing  Type    Category    Description        Documents
     
4/12/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 44
1/8/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4205
12/8/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 336
2/10/23 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
7/28/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14
3/12/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
2/22/11 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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4/14/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17
4/14/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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7/27/23EX-24Powers of Attorney28

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibit1

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3/12/15 OLDGRAPHICPhotos, Images and Graphs  OLD 12


        

Filings History

Year    # of Filings
In descending order
2024 19
2023 70
2022 51
2021 61
2020 49
2019 38
2018 19
2017 48
2016 36
2015 43
2014 57
2013 65
2012 42
2011 76
2010 14
2009 10
2008 7
2007 8
2006 8
2005 1

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