Coda Octopus Group, Inc. 

FL

  SEC # 1334325

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352  SEC Filings   from  5/22/07  to  4/16/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  ROUY-POIRIER Gwenael Jerome
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Forms , Documents & Exhibits  in  180 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/15/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	58
					8-K Items:
12/2/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	3
9/18/08	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
5/2/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
8/27/10	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
1/29/10	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
2/8/18	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	4
4/15/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	31
9/13/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	6
2/6/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	10
4/7/20	OLD		Events:			•	Other Events — Item 8.01  OLD	9
4/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	34
3/18/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	33
1/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	13
8/14/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	7
8/3/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	7
1/31/22	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	6
10/14/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
2/4/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
2/3/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
1/29/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
1/23/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
2/6/18	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/18/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/18/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/29/17	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	3
7/28/11	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
9/14/10	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	5
6/10/09	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
6/18/08	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
6/16/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	3
2/26/08	OLD		10KSB		Update:		Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD	1
9/18/07	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/6/07	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	5
5/22/07	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					General Exhibits:
1/29/24			EX-23		Consents of Experts and Counsel			31
9/13/23			EX-10		Material Contracts			48
10/14/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			9
1/30/18	OLD		EX-14		Code of Ethics  OLD			1
5/2/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
8/17/07	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
5/22/07	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
4/15/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			18
					Financials:
4/15/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,540
4/15/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			45
4/15/24			EX-101.*		XBRL Data  (XBRL Files)			227
4/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			24
4/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			45
3/18/24			EX-31		Certifications — §302 – SOA’02			54
3/18/24			EX-32		Certifications — §906 – SOA’02			50
					Graphics:
4/15/24			GRAPHIC		Photos, Images and Graphs			646

Forms , Documents & Exhibits  in  172 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 19188U

        

Latest Filing			Type		Category	Description		Documents
4/16/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	42
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	26
10/10/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	80
4/21/23	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	4
11/18/09	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					Letters:
1/30/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
1/30/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
6/19/19	OLD		EX-24		Powers of Attorney  OLD			4
					Additional Exhibits:
1/25/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			11

        

Filings History

Year		# of Filings
2024		7
2023		31
2022		13
2021		26
2020		30
2019		50
2018		39
2017		30
2016		3
⇑
2011		5
2010		26
2009		27
2008		39
2007		26