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Equitable Holdings, Inc. 
 NY
  SEC # 1333986

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735  SEC Filings
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  from  8/19/05  to  3/18/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Hurd Jeffrey J 
 
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notifications of all
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Filings
involving  Equitable Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  264 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/26/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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6
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G13
2/12/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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18
2/6/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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76

8-K Items: 
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1/26/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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11
3/29/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
6/1/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
2/6/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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28
1/26/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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9
1/6/21 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
7/11/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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17
5/20/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.078
2/6/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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33
5/17/23
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  Events: 
Other Events — Item 8.0112
2/6/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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55

11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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18
7/25/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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11
4/11/23ARSUpdate:  Annual Report to Security Holders1
4/11/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
4/11/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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5
1/5/23 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
1/4/23 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
12/23/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
12/16/22 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
12/15/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
3/23/22 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
10/20/21 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
5/14/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
5/14/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 33
1/8/21 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 3
1/8/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
1/6/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
6/22/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
2/27/20 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 8
11/20/19 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
11/14/19 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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4
11/8/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
4/1/19 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
3/21/19 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
3/18/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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9
3/8/19 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
12/6/18 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD  — Financial Reports
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1
11/15/18 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1

Form-Specific Documents: 
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2/12/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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18

General Exhibits: 
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2/26/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/26/24EX-23Consents of Experts and Counsel27
2/26/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders23
2/26/24EX-10Material Contracts117
2/26/24EX-21Subsidiaries Lists8
1/11/23 OLDEX-5Opinions of Counsel re: Legality  OLD 16
1/11/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
12/15/22 OLDEX-FILING FEESFiling Fees  OLD 1
12/15/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
5/20/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
3/11/19 OLDEX-24Powers of Attorney  OLD 4

Additional Exhibits: 
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2/6/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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111

Financials: 
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2/26/24EX-31Certifications — §302 – SOA’0248
2/26/24EX-32Certifications — §906 – SOA’0249
2/26/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,451
2/26/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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72
2/26/24EX-101.*XBRL Data  (XBRL Files)326
2/26/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)62
2/26/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
72

Graphics: 
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2/26/24GRAPHICPhotos, Images and Graphs1,057

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  3,208 of 3,208  $259,865,180  
 TN
 
Alliancebernstein L.P.
2/12/2112/31/19  NA of 2,559  NA  
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Axa S.A. [ formerly AXA ]


Forms
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, Documents
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& Exhibits
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 in  475 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 29452E
 

        
Latest Filing  Type    Category    Description        Documents
     
3/18/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 382
3/18/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 10
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G36
1/4/23 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
7/11/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
2/14/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7

Letters: 
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10/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC9
10/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]5

General Exhibits: 
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7/11/22 OLDEX-24Powers of Attorney  OLD 37

Additional Exhibits: 
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2/13/20 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 47
2023 102
2022 116
2021 127
2020 124
2019 87
2018 102
2017 4
2009 6
2008 4
2007 10
2006 2
2005 4

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