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Achaogen, Inc. 
 CA
  SEC # 1301501

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435  SEC Filings
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  from  8/25/04  to  8/21/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Achaogen, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  167 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/21/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
8/16/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/16/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 6
8/16/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
7/29/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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70

8-K Items: 
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7/23/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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10
4/15/19 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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1
7/29/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/28/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 11
4/22/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
4/18/19 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
3/6/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
5/6/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
5/8/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
7/29/19 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
3/17/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/7/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
6/28/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
7/29/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 23
7/23/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 30

4/1/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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6
3/13/19 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/19/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 8
11/27/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 12
11/8/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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15
4/18/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
4/18/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
2/27/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
2/27/18 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
5/16/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
5/8/17 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
7/12/16 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
7/8/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
6/24/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
3/12/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
3/11/14 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
3/11/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/10/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
2/24/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/18/13 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
10/5/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

General Exhibits: 
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7/23/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/22/19 OLDEX-10Material Contracts  OLD 114
2/20/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 21
2/20/19 OLDEX-5Opinions of Counsel re: Legality  OLD 16
2/20/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
2/27/18 OLDEX-23Consents of Experts and Counsel  OLD 20
3/17/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13

Additional Exhibits: 
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6/28/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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31

Financials: 
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4/1/19 OLDEX-31Certifications — §302 – SOA’02  OLD 42
4/1/19 OLDEX-32Certifications — §906 – SOA’02  OLD 20
4/1/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,051
4/1/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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25
4/1/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 120
4/1/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
20
2/27/18 OLDEX-12Statements re: Computations of Ratios  OLD 7

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6/7/19 OLDGRAPHICPhotos, Images and Graphs  OLD 363


Forms
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, Documents
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& Exhibits
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 in  268 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/2/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/12/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 15
3/20/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 156
2/25/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 34
1/23/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
10/11/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 54

Letters: 
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7/8/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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8/6/18 OLDEX-24Powers of Attorney  OLD 24

Additional Exhibits: 
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5/2/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2019 63
2018 92
2017 74
2016 84
2015 45
2014 72
2013 2
2010 1
2006 1
2004 1

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