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Guggenheim Capital LLC 
 IL
  SEC # 1283072

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306  SEC Filings
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  from  4/22/04  to  2/14/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Guggenheim Capital LLC 

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Forms
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, Documents
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& Exhibits
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 in  306 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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77
10/10/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G206
6/2/20 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
9/18/18 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/6/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11
7/19/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 6
3/9/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4

Form-Specific Documents: 
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2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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48

General Exhibits: 
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3/4/15 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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7/19/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 20

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6/2/20 OLDGRAPHICPhoto, Image or Graph  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 1
2023 18
2022 30
2021 12
2020 12
2019 10
2018 11
2017 16
2016 23
2015 42
2014 55
2013 46
2012 5
2011 5
2010 6
2009 5
2008 5
2006 1
2005 1
2004 2

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