| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 83 |
| 4/19/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 451 |
| | |
| | 8-K Items: |
| 8/27/18 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 18 |
| 4/2/12 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 4/19/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 82 |
| 11/18/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 1 |
| 5/4/21 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 8 |
| 2/14/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 75 |
| 10/18/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 22 |
| 1/10/17 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 4 |
| 3/14/07 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 1 |
| 4/18/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
| 4/19/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 261 |
| 7/19/23 | | | Events: | • | Other Events — Item 8.01 | 93 |
| 4/19/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 401 |
| | |
|
| 3/4/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 21 |
| 3/4/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 18 |
| 3/4/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 7 |
| 2/23/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 23 |
| 11/7/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 61 |
| 6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 26 |
| 2/24/22 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 8/10/21 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 25 |
| 8/9/21 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 22 |
| 5/3/21 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 2 |
| 5/3/21 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 6 |
| 12/30/20 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 8 |
| 2/12/19 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 12 |
| 9/17/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 8/7/17 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 18 |
| 4/30/14 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 2 |
| 7/30/13 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 21 |
| 4/21/10 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 6 |
| 3/17/10 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 3 |
| 6/18/09 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 14 |
| 6/15/09 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
| 6/9/09 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 11 |
| 6/18/07 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 3/2/07 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 4 |
| 7/21/05 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 3 |
| 4/22/05 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
| 7/1/04 | OLD | | 8-K12G3 | | Registration: | | Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K OLD | 1 |
| | |
| | Form-Specific Documents: |
| 4/23/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 44 |
| | |
| | General Exhibits: |
| 2/23/24 | | | EX-23 | | Consents of Experts and Counsel | 161 |
| 2/23/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 56 |
| 2/23/24 | | | EX-10 | | Material Contracts | 178 |
| 2/23/24 | | | EX-24 | | Powers of Attorney | 34 |
| 2/23/24 | | | EX-21 | | Subsidiaries Lists | 20 |
| 10/18/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 31 |
| 2/24/22 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 2/24/22 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 56 |
| 2/24/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 26 |
| 8/12/21 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 33 |
| 8/12/21 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 24 |
| 1/12/12 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 2 |
| 3/1/07 | OLD | | EX-13 | | Annual or Quarterly Report to Security Holders OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/19/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization | 592 |
| | |
| | Financials: |
| 4/19/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,570 |
| 4/19/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 148 |
| 4/19/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 700 |
| 4/19/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 103 |
| 4/19/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 140 |
| 2/23/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 166 |
| 2/23/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 80 |
| 11/7/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 52 |
| 8/17/06 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 2 |
| | |
| | Graphics: |
| 4/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 8,344 |
