Tortoise Capital Advisors, L.L.C. 

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  SEC # 1280965

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696  SEC Filings   from  2/23/04  to  3/14/24  (6 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-17G’ — Fidelity Bond for an Investment Company — Filed as:  Filing Agent — Filed by:  Tortoise Energy Infrastructure Corp.
New-Filing E-Mail:			Send me notifications of all Filings involving  Tortoise Capital Advisors, L.L.C.

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Forms , Documents & Exhibits  in  476 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	91
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	342
6/2/20	OLD		APP WDG		SEC:		Withdrawals of Applications for Exemption Orders – ‘APP WD’ SEC Grants  OLD	2
5/22/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	12
5/15/20	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
1/7/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	16
12/4/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	7
9/20/18	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
8/23/18	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
12/9/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
1/7/05	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			52
					General Exhibits:
2/13/23	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
12/9/15	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
					Graphics:
8/9/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			18

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/8/24			12/31/23		NA	of	1,038		NA		TX	Lee Financial Co.
10/24/18			9/30/18		24	of	150		$12		FL	ArchPoint Investors [ formerly Botty Investors LLC ]

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		12
2023		32
2022		21
2021		40
2020		46
2019		48
2018		41
2017		57
2016		53
2015		51
2014		59
2013		56
2012		43
2011		26
2010		18
2009		15
2008		23
2007		23
2006		14
2005		16
2004		2