SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Natixis 
Flag of France emoji
  SEC # 1274981

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

84  SEC Filings
Filing emoji
  from  12/31/03  to  2/13/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Natixis 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  83 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
72
5/16/23SBSE-ARegistration:  Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A2
2/9/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6
10/28/21 OLDSBSE-CRegistration:  Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C  OLD 1
8/10/17 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
8/15/08 OLD13F-NTOwnership:  Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
1
10/31/07 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1

Form-Specific Documents: 
Document emoji
2/13/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
46

General Exhibits: 
Exhibit emoji
8/10/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
1/28/04 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
Exhibit emoji
5/16/23EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press ReleasesEX-99.*  Form-Specific Exhibits...  Form Funding Portal:  4 Other Disclosures — Forms Funding Portal & MA*:  2 Applicable Court Documents;  2 Applicable Regulatory Documents;  2 Opinions of Counsel re: Legality — Form SBSE-A:  1 Form 7-R – Commodity Futures Trading Commission (CFTC)  (11 total)11

History as a Money Manager:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
 ·  Related Money Managers


4 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/15/239/30/23  400 of 1,557  $950,948  
 MA
 
Integrated Wealth Concepts LLC
10/24/239/30/23  14 of 52  $20  
 CT
 
HTG Investment Advisors, Inc.
2/14/2312/31/22  49 of 105  $30  
 MS
 
Phillips Wealth Planners LLC
2/10/1712/31/16  19 of 305  $36  
 CA
 
Corient Capital Partners, LLC


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  2 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 7
2022 4
2021 6
2020 4
2019 6
2018 4
2017 5
2016 4
2015 4
2014 5
2013 4
2012 6
2011 4
2010 4
2009 5
2008 5
2007 4
2004 1
2003 1

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 10:59:11.4am ET