SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Janus Henderson Group plc 
Flag of United Kingdom emoji
  SEC # 1274173

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

1,156  SEC Filings
Filing emoji
  from  12/23/03  to  3/22/24  (6 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Janus Henderson Group plc 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  997 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/22/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 5
3/22/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
Report emoji
3
3/22/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 5
3/15/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
68

8-K Items: 
Item emoji
7/5/23
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
3
7/5/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
Exhibit emoji
2
5/30/17 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
1
2/1/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
Report emoji
28
7/5/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
Exhibit emoji
2
5/30/17 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
1
5/30/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
Exhibit emoji
1
2/26/19 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
1
3/15/24 New Document this Past Month!
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
Directors & Officers emoji
19
5/30/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
1
5/30/17 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
Exhibit emoji
1
5/5/23"Submission of Matters to a Vote of Security Holders — Item 5.076
6/2/23
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
Exhibit emoji
23
11/1/23
Keycap - 8 emoji
  Events: 
Other Events — Item 8.015
2/1/24
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
Report emoji
57

3/11/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 684
2/28/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
Report emoji
3
2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
Report emoji
7
2/14/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
95
11/1/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
20
6/28/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K7
6/16/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
2/5/21 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
2/4/21 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/4/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
2/4/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
6/28/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
2
5/18/18 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
7/6/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
6/29/17 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
5/25/17 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/25/17 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/19/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 17
3/20/17 OLDF-4Registration:  Registration Statement by a Foreign Issuer – Securities for a Merger — Form F-4  OLD 1
3/16/17 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
Correspondence emoji
6
3/15/17 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
10/8/08 OLDSUPPLRegistration:  Supplemental Materials by Foreign Issuers  OLD 53
12/23/03 OLD12G3-2BRegistration:  Exemption for American Depository Receipts (ADRs) or Foreign Securities  OLD 1

Form-Specific Documents: 
Document emoji
2/14/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
50

General Exhibits: 
Exhibit emoji
2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-23Consents of Experts and Counsel25
2/27/24EX-10Material Contracts79
2/27/24EX-21Subsidiaries Lists9
2/28/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
6/16/22 OLDEX-FILING FEESFiling Fees  OLD 1
6/16/22 OLDEX-5Opinions of Counsel re: Legality  OLD 8
2/9/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/4/21 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
5/30/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
5/30/17 OLDEX-14Code of Ethics  OLD 1
5/30/17 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
3/20/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3

Additional Exhibits: 
Exhibit emoji
2/1/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
97

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/22/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
2,078
3/22/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 304
3/22/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 70
3/22/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
78
3/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
77
2/27/24EX-31Certifications — §302 – SOA’0257
2/27/24EX-32Certifications — §906 – SOA’0257
7/28/22 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 17
2/26/19 OLDEX-16Letter re: a Change in Accountant  OLD 1
2/27/18 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/22/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,645

History as a Money Manager:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji
 ·  Related Money Managers


2 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/13/239/30/23  NA of 704  NA  
 FL
 
Intech Investment Management LLC
11/14/229/30/22  NA of 64  NA  
 PA
 
Penn Mutual Asset Management, LLC


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  159 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CINS G4474Y
 

        
Latest Filing  Type    Category    Description        Documents
     
3/7/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 72
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G24
7/3/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
6/13/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 329
6/2/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D25
2/4/21 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
Correspondence emoji
11/5/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
11/5/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
Exhibit emoji
6/13/23EX-24Powers of Attorney47

Additional Exhibits: 
Exhibit emoji
1/29/24EX-99Miscellaneous Exhibits, such as Press Releases7

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/9/22 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 84
2023 139
2022 189
2021 137
2020 135
2019 147
2018 125
2017 76
2016 9
2015 5
2014 4
2013 4
2012 6
2011 5
2010 5
2009 4
2008 13
2007 16
2006 17
2005 19
2004 15
2003 2

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 3:39:01.6pm ET