Applied Genetic Technologies Corp. 

FL

  SEC # 1273636

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569  SEC Filings   from  12/23/03  to  2/14/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Beryl Capital Management LLC
New-Filing E-Mail:			Send me notifications of all Filings involving  Applied Genetic Technologies Corp.

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Forms , Documents & Exhibits  in  246 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
12/12/22	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
12/7/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	9
12/1/22	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	5
12/1/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
12/1/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	108
					8-K Items:
10/24/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
12/1/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
12/1/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
2/14/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	31
7/2/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
12/1/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
8/19/15	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
12/1/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
12/21/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/1/22	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
12/1/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	39
12/1/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
7/2/20	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	2
12/6/21	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	8
9/24/18	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
5/16/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	21
11/29/22	OLD		Events:			•	Other Events — Item 8.01  OLD	15
12/1/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	78
12/1/22	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	8
11/21/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	27
11/14/22	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
10/24/22	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
10/24/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	15
9/27/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
7/14/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
10/15/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
10/15/21	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	8
4/8/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	16
4/2/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
2/7/20	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
2/6/20	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
2/5/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	7
1/16/20	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
3/24/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
3/24/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/16/13	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
11/29/12	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
3/25/09	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
					Letters:
12/16/13	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
12/1/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			14
10/24/22	OLD		EX-10		Material Contracts  OLD			96
10/24/22	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
9/27/22	OLD		EX-23		Consents of Experts and Counsel  OLD			27
9/27/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
9/27/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			15
7/14/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			7
7/14/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			9
7/2/20	OLD		EX-14		Codes of Ethics  OLD			2
					Additional Exhibits:
11/29/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			98
					Financials:
12/1/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,629
12/1/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			63
12/1/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			279
12/1/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			23
12/1/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			56
11/21/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			84
11/21/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			36
5/30/18	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
12/21/17	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
11/28/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,081

Forms , Documents & Exhibits  in  332 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	57
12/8/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	9
12/1/22	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
12/1/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	204
12/1/22	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	8
12/1/22	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	4
10/24/22	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
10/24/22	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
12/15/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	37
8/15/16	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
4/7/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
4/7/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
10/26/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
12/15/21	OLD		EX-24		Powers of Attorney  OLD			62
4/7/14	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
4/7/14	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
12/8/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			57
					Graphics:
12/1/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			29

        

Filings History

Year		# of Filings
2023		1
2022		84
2021		68
2020		49
2019		52
2018		72
2017		53
2016		42
2015		59
2014		78
2013		3
2012		2
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2009		2
2008		1
2007		1
2006		1
⇑
2003		1