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Intercept Pharmaceuticals, Inc. 
 NJ
  SEC # 1270073

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1,265  SEC Filings
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  from  11/13/03  to  11/20/23  (5 Months Ago)

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Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Intercept Pharmaceuticals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  349 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/20/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
11/15/23EFFECTSEC:  SEC Notices of Effectiveness6
11/8/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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178

8-K Items: 
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11/8/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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35
10/28/19 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/8/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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2
8/2/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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43
8/23/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
11/8/23"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ‘EX-10’
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1
6/23/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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2
11/8/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
9/8/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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10
11/8/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
11/8/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
11/8/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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29
11/8/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
10/7/15 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/25/23"Submission of Matters to a Vote of Security Holders — Item 5.0713
6/23/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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42
11/8/23
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  Events: 
Other Events — Item 8.0160
11/8/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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118

11/8/23POS AMRegistration:  Post-Effective Amendments of Registration Statements3
11/8/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations9
11/8/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
11/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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35
10/10/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C4
5/1/23ARSUpdate:  Annual Report to Security Holders1
5/1/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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11
3/24/23 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 15
3/24/23 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
3/2/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
12/9/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
5/19/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
9/21/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
7/19/21 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/5/21 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 12
4/15/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
5/13/19 OLD305B2Registration:  Statements of Eligibility to Act as a Trustee by Corporations — Form T-1  OLD 2
5/10/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
1/19/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
10/9/13 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
10/7/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 7
6/19/13 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
11/27/12 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/10/12 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/27/12 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/4/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
6/2/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

General Exhibits: 
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11/8/23EX-3Articles of Incorporation/Organization and Bylaws17
11/8/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders31
9/26/23EX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession1
8/2/23EX-10Material Contracts154
3/24/23 OLDEX-5Opinions of Counsel re: Legality  OLD 24
3/24/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
3/24/23 OLDEX-FILING FEESFiling Fees  OLD 3
3/24/23 OLDEX-23Consents of Experts and Counsel  OLD 45
3/2/23 OLDEX-21Subsidiaries Lists  OLD 10

Additional Exhibits: 
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11/8/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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143

Financials: 
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11/8/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,951
11/8/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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135
11/8/23EX-101.*XBRL Data  (XBRL Files)502
11/8/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)101
11/8/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
128
11/6/23EX-31Certifications — §302 – SOA’0296
11/6/23EX-32Certifications — §906 – SOA’0245
2/28/18 OLDEX-12Statements re: Computations of Ratios  OLD 4

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10/11/23GRAPHICPhotos, Images and Graphs700


Forms
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, Documents
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& Exhibits
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 in  935 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 45845P
 

        
Latest Filing  Type    Category    Description        Documents
     
11/13/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4788
11/8/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
11/8/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-95
11/8/23SC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO5
10/10/23SC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO4
10/10/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G63
10/10/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C4
9/21/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
6/22/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 39
5/10/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
2/14/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
3/30/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7

Letters: 
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2/14/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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10/11/23EX-FILING FEESFiling Fees1
5/27/22 OLDEX-24Powers of Attorney  OLD 73
4/11/14 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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11/8/23EX-99Miscellaneous Exhibits, such as Press Releases68

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11/8/23GRAPHICPhotos, Images and Graphs105


        

Filings History

Year    # of Filings
In descending order
2023 118
2022 92
2021 111
2020 114
2019 131
2018 81
2017 86
2016 93
2015 125
2014 137
2013 122
2012 53
2006 1
2003 1

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