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Portola Pharmaceuticals Inc. 
 CA
  SEC # 1269021

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608  SEC Filings
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  from  11/4/03  to  7/13/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Portola Pharmaceuticals Inc. 

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Forms
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, Documents
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& Exhibits
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 in  224 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/13/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/2/20 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
7/2/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
7/2/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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86

8-K Items: 
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5/7/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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5
7/2/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
5/11/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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30
11/21/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
7/2/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
7/2/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
7/2/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
7/2/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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26
7/2/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/15/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 7
11/25/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
6/17/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
7/2/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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56

7/2/20 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 7
6/8/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
5/26/20 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 4
5/18/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 12
5/11/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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22
4/20/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
2/28/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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7
8/14/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 11
8/7/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
8/7/19 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
4/12/18 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/6/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 8
10/17/13 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
10/17/13 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
10/16/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
5/22/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
5/21/13 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
5/17/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/5/13 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4
12/21/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
7/24/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 12

Letters: 
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4/5/13 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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7/2/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 15
5/11/20 OLDEX-10Material Contracts  OLD 106
5/7/20 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/28/20 OLDEX-23Consents of Experts and Counsel  OLD 26
2/28/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
8/14/19 OLDEX-5Opinions of Counsel re: Legality  OLD 20
8/14/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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6/25/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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54

Financials: 
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7/2/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,707
7/2/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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47
7/2/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 206
7/2/20 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 14
7/2/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
39
5/11/20 OLDEX-31Certifications — §302 – SOA’02  OLD 58
5/11/20 OLDEX-32Certifications — §906 – SOA’02  OLD 29
11/9/15 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
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6/25/20 OLDGRAPHICPhotos, Images and Graphs  OLD 460


Forms
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, Documents
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& Exhibits
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 in  395 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/7/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 271
7/2/20 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/2/20 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 7
7/2/20 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 7
6/9/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 59
5/26/20 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 4
5/8/20 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
5/7/20 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 5
2/11/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 30
2/11/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5

Letters: 
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6/3/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5
6/3/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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5/7/20 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/11/20 OLDEX-24Powers of Attorney  OLD 60

Additional Exhibits: 
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7/2/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 35

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6/25/20 OLDGRAPHICPhotos, Images and Graphs  OLD 155


        

Filings History

Year    # of Filings
In descending order
2020 105
2019 68
2018 74
2017 71
2016 54
2015 78
2014 64
2013 78
2012 1
2011 2
2009 1
2008 1
2007 2
2006 2
2005 6
2003 1

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