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Guozi Zhongyu Capital Holdings 
 CA
  SEC # 1267612

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90  SEC Filings
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  from  10/24/03  to  3/13/23  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Guozi Zhongyu Capital Holdings 

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Forms
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, Documents
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& Exhibits
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 in  76 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/13/23 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/10/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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11
7/1/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
9/20/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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18

8-K Items: 
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4/29/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
8/8/07 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 4
8/16/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
3/8/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
4/29/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/29/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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3
9/20/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/29/05 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
8/16/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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4

9/19/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
9/19/18 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 2
7/10/18 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
3/31/09 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
8/15/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
5/15/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 16
3/28/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 5
12/29/06 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
4/1/04 OLD6-KUpdate:  Current, Quarterly or Annual Report by a Foreign Issuer — Form 6-K  OLD  — Press Releases
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& Conference Calls
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1
1/22/04 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
1/9/04 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4

Letters: 
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7/9/07 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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5/15/19 OLDEX-23Consents of Experts and Counsel  OLD 6
4/29/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
4/29/19 OLDEX-17Correspondence re: Departure of a Director  OLD 1
4/29/19 OLDEX-10Material Contracts  OLD 8
8/13/18 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
12/29/06 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
12/29/06 OLDEX-5Opinions of Counsel re: Legality  OLD 4
3/29/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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6/29/05 OLDEX-99Miscellaneous Exhibit  OLD  — Press Releases
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& Conference Calls
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1

Financials: 
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12/10/20 OLDEX-31Certifications — §302 – SOA’02  OLD 44
12/10/20 OLDEX-32Certifications — §906 – SOA’02  OLD 42
12/10/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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159
12/10/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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8
12/10/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 48
12/10/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
8
8/16/19 OLDEX-16Letters re: Changes in Accountants  OLD 2

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7/1/20 OLDGRAPHICPhotos, Images and Graphs  OLD 74


Forms
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, Documents
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& Exhibits
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 in  14 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/18/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
3/11/04 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2

Letters: 
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10/2/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8
10/2/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2


        

Filings History

Year    # of Filings
In descending order
2023 1
2020 3
2019 8
2018 7
2010 2
2009 6
2008 5
2007 23
2006 11
2005 8
2004 13
2003 3

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