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Hilltop Holdings Inc. 
 TX
  SEC # 1265131

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1,859  SEC Filings
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  from  10/20/03  to  4/22/24  (3 Days Ago)

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Most-Recent Filing:    ‘10-Q’ — Quarterly Report — Form 10-Q — for 3/31/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Hilltop Holdings Inc. 

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Forms
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, Documents
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& Exhibits
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 in  645 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/22/24 New Document this Past Month!10-QUpdate:  Quarterly Reports — Form 10-Q  New Document this Past Month!  — Financial Reports
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68
4/18/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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264

8-K Items: 
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7/1/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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37
10/22/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
7/1/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
4/18/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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104
5/13/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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11
10/17/13 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
3/15/06 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
9/26/05 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/15/13 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
12/5/12 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
3/26/09 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
11/20/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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52
10/25/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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11
7/24/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
11/20/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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13
4/18/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 89
4/18/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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210

2/14/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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26
2/9/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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52
1/10/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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36
5/23/23ARSUpdate:  Annual Reports to Security Holders9
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A26
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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20
8/8/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
6/2/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
5/8/20 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/8/20 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
5/7/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
3/27/20 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
11/13/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
2/15/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
5/26/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
5/22/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 15
5/12/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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9
5/1/15 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
1/5/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
1/2/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
11/5/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 22
8/6/12 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 3
8/3/11 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
6/30/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 12
6/12/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
12/6/07 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 9
6/1/07 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
1/23/07 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
7/14/06 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
5/3/06 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD 11
3/16/06 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
7/29/05 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/12/04 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2

Form-Specific Documents: 
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2/9/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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50

General Exhibits: 
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2/14/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/14/24EX-23Consents of Experts and Counsel99
2/14/24EX-21Subsidiaries Lists23
10/25/23EX-3Articles of Incorporation/Organization and Bylaws26
1/4/23 OLDEX-10Material Contracts  OLD 160
8/8/22 OLDEX-FILING FEESFiling Fees  OLD 3
8/8/22 OLDEX-5Opinions of Counsel re: Legality  OLD 23
2/16/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 39
7/1/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
5/13/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
5/12/15 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 2
10/14/14 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 16
7/2/12 OLDEX-24Power of Attorney  OLD 1
3/16/09 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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4/18/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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261

Financials: 
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4/22/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 199
4/22/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 132
4/22/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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6,895
4/22/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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138
4/22/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 534
4/22/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 91
4/22/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
127
5/12/15 OLDEX-12Statements re: Computations of Ratios  OLD 8

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4/18/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,869

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  1,224 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 432748
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 998
2/22/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G82
9/9/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 21
6/2/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
9/28/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 67
5/7/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
2/14/17 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
10/31/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
9/8/10 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2

Letters: 
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1/12/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC30
1/12/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]5

General Exhibits: 
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6/2/22 OLDEX-FILING FEESFiling Fees  OLD 2
6/18/09 OLDEX-24Powers of Attorney  OLD 19

Additional Exhibits: 
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6/2/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 40

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6/2/22 OLDGRAPHICPhotos, Images and Graphs  OLD 122


        

Filings History

Year    # of Filings
In descending order
2024 55
2023 118
2022 123
2021 116
2020 114
2019 98
2018 88
2017 96
2016 79
2015 111
2014 129
2013 70
2012 69
2011 30
2010 34
2009 43
2008 53
2007 116
2006 128
2005 102
2004 85
2003 2

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