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Northern Trust Investments, Inc. 
 IL
  SEC # 1256909

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154  SEC Filings
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  from  7/31/03  to  2/13/24  (6 Weeks Ago)

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Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Northern Trust Investments, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  137 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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99
8/24/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 32
11/6/15 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
7/31/15 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
8/19/10 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
7/26/10 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1

General Exhibits: 
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4/26/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

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8/24/20 OLDGRAPHICPhotos, Images and Graphs  OLD 49

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


7 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/13/2412/31/23  4,261 of 13,869  $335,376,048  
 IL
 
Northern Trust Corp.
2/5/2412/31/23  4 of 2,823  $1,125  
 TX
 
Victory Capital Management Inc.
10/12/219/30/21  13 of 17  $1,756  
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Maple-Brown Abbott Ltd.
2/13/2012/31/19  4 of 305  $7  
 CA
 
Brandes Investment Partners, LP
11/8/189/30/18  60 of 460  $38  
 CA
 
Granite Investment Partners, LLC
7/17/186/30/18  29 of 389  $0  
 TX
 
Segment Wealth Management, LLC
8/11/166/30/16  58 of 798  $22  
 TX
 
Vaughan Nelson Investment Management, L.P.


Forms
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, Documents
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& Exhibits
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 in  9 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/26/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 9


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 4
2022 4
2021 4
2020 5
2019 4
2018 4
2017 5
2016 4
2015 9
2014 6
2013 9
2012 10
2011 9
2010 11
2009 11
2008 10
2007 7
2006 11
2005 3
2004 4
2003 19

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