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Refco Public Commodity Pool, L.P. 
 NY
  SEC # 1255107

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59  SEC Filings
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  from  7/25/03  to  8/6/21  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Refco Public Commodity Pool, L.P. 

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Forms
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, Documents
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& Exhibits
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 in  49 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/6/21 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
7/8/10 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
7/8/10 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
9/29/06 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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16

8-K Items: 
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9/29/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
6/12/06 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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3
8/3/06 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
9/29/06 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
9/29/06 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 11

5/16/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
4/3/06 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
12/1/05 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 6
10/21/05 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
7/1/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/15/05 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
3/30/05 OLD10-KUpdate:  Annual Report — Form 10-K  OLD 1
9/14/04 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6

General Exhibits: 
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8/25/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
6/15/05 OLDEX-23Consents of Experts and Counsel  OLD 10
6/15/05 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 4
9/14/04 OLDEX-5Opinions of Counsel re: Legality  OLD 2
12/1/03 OLDEX-10Material Contracts  OLD 5
7/25/03 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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7/8/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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23

Financials: 
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9/29/06 OLDEX-16Letter re: a Change in Accountant  OLD 1
12/1/05 OLDEX-31Certifications — §302 – SOA’02  OLD 14
12/1/05 OLDEX-32Certifications — §906 – SOA’02  OLD 7

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7/8/10 OLDGRAPHICPhotos, Images and Graphs  OLD 83


Forms
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, Documents
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& Exhibits
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 in  12 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/13/10 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
9/7/10 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 6
7/8/10 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 2
7/1/05 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

Letters: 
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7/9/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

Additional Exhibits: 
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9/13/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17

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7/8/10 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2021 1
2010 12
2006 13
2005 19
2004 11
2003 3

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