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Luna Innovations Inc. 
 VA
  SEC # 1239819

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1,068  SEC Filings
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  from  6/9/03  to  3/26/24  (2 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/24/24 — Filed re:  Issuer / Subject Company — Filed by:  Roedel Richard 
 
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notifications of all
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Filings
involving  Luna Innovations Inc. 

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Forms
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, Documents
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& Exhibits
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 in  388 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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196

8-K Items: 
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12/27/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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46
3/14/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
12/3/20 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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3
12/27/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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10
11/14/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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70
6/27/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
7/17/09 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
9/18/09 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
12/27/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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4
12/27/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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2
3/23/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
3/12/24 New Document this Past Month!"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  New Document this Past Month! 1
3/25/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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48
12/27/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/25/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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31
3/25/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 20
3/25/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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140

3/12/24 New Document this Past Month!NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  New Document this Past Month! 2
2/7/24DRegistration:  Notices of Exempt Offerings of Securities — Form D2
1/9/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-86
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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55
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
4/20/23ARSUpdate:  Annual Report to Security Holders1
4/20/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A15
3/16/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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20
1/27/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
1/16/20 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 19
4/20/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
3/25/15 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/25/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
3/24/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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4
3/23/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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24
3/19/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD  — Financial Reports
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9
2/2/15 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
1/15/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
4/18/11 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/7/11 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/28/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
8/17/09 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
6/6/06 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/2/06 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
6/2/06 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 9
5/17/06 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/21/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5

Letters: 
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4/10/06 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 175
1/9/24EX-23Consents of Experts and Counsel59
1/9/24EX-FILING FEESFiling Fees2
1/9/24EX-5Opinions of Counsel re: Legality9
12/27/23EX-3Articles of Incorporation/Organization and Bylaws16
12/27/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions20
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)11
5/24/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders17
3/16/23 OLDEX-21Subsidiaries Lists  OLD 17
2/17/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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196

Financials: 
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3/25/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,082
3/25/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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97
3/25/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 424
3/25/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 48
3/25/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
87
11/14/23EX-31Certifications — §302 – SOA’02146
11/14/23EX-32Certifications — §906 – SOA’02142
3/23/22 OLDEX-16Letter re: a Change in Accountant  OLD 1

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3/25/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,483


Forms
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, Documents
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& Exhibits
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 in  687 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 550351
 

        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 571
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G48
12/27/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D2
12/22/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 345
2/10/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7
4/18/11 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/7/11 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
10/28/10 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
6/2/06 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3

Letters: 
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2/23/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7

General Exhibits: 
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10/17/23EX-24Powers of Attorney37

Additional Exhibits: 
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2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 19

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10/17/23GRAPHICPhotos, Images and Graphs11


        

Filings History

Year    # of Filings
In descending order
2024 22
2023 65
2022 62
2021 48
2020 51
2019 70
2018 57
2017 55
2016 40
2015 69
2014 47
2013 45
2012 51
2011 64
2010 63
2009 53
2008 63
2007 70
2006 70
2005 2
2003 1

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