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SPI Energy Co., Ltd. 
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  SEC # 1210618

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729  SEC Filings
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  from  1/2/03  to  3/20/24  (Last Week)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/6/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  SPI Energy Co., Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  520 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/20/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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185

8-K Items: 
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3/20/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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76
1/8/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
8/11/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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16
11/13/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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28
11/2/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
3/31/14 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
10/20/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
11/29/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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27
1/12/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
11/24/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
3/31/15 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 5
3/31/11 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
7/6/15 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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28
7/14/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
12/26/23"Submission of Matters to a Vote of Security Holders — Item 5.076
9/29/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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5
3/20/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 19
3/20/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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144

11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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37
11/9/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2522
11/1/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A8
4/14/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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13
3/31/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-259
2/3/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
10/21/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
8/31/22 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
11/23/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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36
11/23/21 OLD20-FUpdate:  Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD  — Financial Reports
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12
11/15/21 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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85
6/28/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
6/16/21 OLDF-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD 5
2/10/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
6/12/20 OLDNT 20-FUpdate:  Notices of Late Filings of Form 20-F Annual Reports — Form 12b-25  OLD 4
11/7/17 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
8/8/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
1/20/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/4/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
1/4/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
1/4/16 OLD8-K12G3Registration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD 1
7/16/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
6/9/14 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
5/27/14 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 3
4/30/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
1/19/12 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
4/7/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/13/09 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 15
10/19/09 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
4/16/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/25/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
1/8/08 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 10
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 16
1/19/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
1/10/07 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 3
1/27/03 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
1/2/03 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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3/20/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 190
4/14/23EX-23Consents of Experts and Counsel74
4/14/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders77
4/14/23EX-21Subsidiaries Lists7
2/3/23 OLDEX-FILING FEESFiling Fees  OLD 1
2/3/23 OLDEX-5Opinions of Counsel re: Legality  OLD 19
4/1/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6
11/23/21 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 16
2/10/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
10/30/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
7/14/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
4/13/07 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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12/11/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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183

Financials: 
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3/20/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,346
3/20/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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66
3/20/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 287
3/20/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 22
3/20/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
57
11/20/23EX-31Certifications — §302 – SOA’02129
11/20/23EX-32Certifications — §906 – SOA’0272
11/23/21 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 18
11/23/21 OLDEX-12Statements re: Computations of Ratios  OLD 16
5/17/16 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
11/24/14 OLDEX-16Letters re: Changes in Accountants  OLD 6

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2/3/23 OLDGRAPHICPhotos, Images and Graphs  OLD 365


Forms
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, Documents
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& Exhibits
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 in  215 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CINS G8651P
 

        
Latest Filing  Type    Category    Description        Documents
     
1/28/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 14
10/22/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 24
10/27/15 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 99
10/27/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 35
4/3/08 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
1/10/07 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 3

Letters: 
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12/7/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC39
12/7/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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2/14/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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10/22/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 13

Financials: 
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8/24/17 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 6

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8/24/17 OLDGRAPHICPhotos, Images and Graphs  OLD 9


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 17
2022 17
2021 38
2020 34
2019 8
2018 21
2017 32
2016 36
2015 54
2014 49
2013 31
2012 39
2011 57
2010 47
2009 46
2008 38
2007 90
2006 40
2005 11
2004 16
2003 7

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