Sonim Technologies Inc. 

CA

  SEC # 1178697

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331  SEC Filings   from  7/26/02  to  4/9/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/8/24 — Filed re:  Issuer / Subject Company — Filed by:  Crolius Clayton
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Forms , Documents & Exhibits  in  188 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/9/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	4
3/27/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	65
					8-K Items:
7/13/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
6/5/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
3/27/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	19
6/5/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
3/14/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	8
7/13/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
9/15/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/13/22	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
12/11/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	21
11/8/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
9/28/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	5
3/13/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	12
11/13/23			Events:			•	Other Events — Item 8.01	8
3/27/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	46
3/27/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	12
1/29/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	7
12/18/23			EFFECT		SEC:		SEC Notices of Effectiveness	5
12/12/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	14
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	18
8/18/23			ARS		Update:		Annual Report to Security Holders	1
8/18/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	7
8/18/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	5
9/16/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
7/28/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
9/23/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
7/13/20	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
6/8/20	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
6/8/20	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
6/5/20	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
6/2/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
5/11/20	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
5/9/19	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/9/19	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/3/19	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
8/6/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	17
10/20/06	OLD		CB		Ownership:		Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB  OLD	1
					Letters:
2/12/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			4
					General Exhibits:
4/9/24			EX-23		Consents of Experts and Counsel			22
4/9/24			EX-FILING FEES		Filing Fees			7
4/9/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			8
4/9/24			EX-5		Opinions of Counsel re: Legality			17
3/27/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/27/24			EX-10		Material Contracts			61
3/20/23	OLD		EX-21		Subsidiaries Lists  OLD			5
11/8/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
9/24/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
					Additional Exhibits:
3/27/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			34
					Financials:
3/27/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,571
3/27/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			62
3/27/24			EX-101.*		XBRL Data  (XBRL Files)			243
3/27/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			53
3/27/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			62
3/27/24			EX-31		Certifications — §302 – SOA’02			60
3/27/24			EX-32		Certifications — §906 – SOA’02			46
					Graphics:
4/9/24			GRAPHIC		Photos, Images and Graphs			179

Forms , Documents & Exhibits  in  143 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 83548F

        

Latest Filing			Type		Category	Description		Documents
4/9/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	76
5/8/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	26
10/25/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	10
3/10/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	21
					Letters:
12/8/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			10
12/8/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			10
					General Exhibits:
5/8/23			EX-24		Powers of Attorney			24
2/14/20	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
9/21/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4

        

Filings History

Year		# of Filings
2024		7
2023		37
2022		66
2021		69
2020		66
2019		61
2018		1
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2016		1
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2012		1
2011		2
2010		1
2009		1
2008		3
2007		1
2006		5
2005		1
2004		3
2003		2
2002		3