Cavium, Inc. 

CA

  SEC # 1175609

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759  SEC Filings   from  6/18/02  to  7/17/18  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Cavium, Inc.

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Forms , Documents & Exhibits  in  268 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/17/18	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
7/12/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
7/6/18	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
7/6/18	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	11
7/6/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	97
					8-K Items:
11/22/17	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	14
7/6/18	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
7/6/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	11
1/31/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	51
3/22/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
7/6/18	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
1/31/11	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
7/6/18	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/6/18	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
7/6/18	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	15
7/6/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
3/16/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	9
3/9/18	OLD		Events:			•	Other Events — Item 8.01  OLD	11
7/6/18	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	77
5/30/18	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	5
5/2/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	33
3/9/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	16
3/1/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	11
2/6/18	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/5/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	16
4/27/17	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
4/27/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	10
8/19/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	11
8/16/16	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	4
7/27/16	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
6/17/16	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
4/17/13	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	4
6/9/11	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
4/8/11	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
3/14/11	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
11/22/10	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
1/21/10	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
1/12/09	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	9
5/3/07	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
5/2/07	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
5/1/07	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
5/1/07	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
5/1/07	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	9
4/27/07	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
7/6/18	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
5/30/18	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			8
3/1/18	OLD		EX-23		Consents of Experts and Counsel  OLD			57
3/1/18	OLD		EX-10		Material Contracts  OLD			74
3/1/18	OLD		EX-21		Subsidiaries Lists  OLD			15
11/22/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			11
8/19/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
8/19/16	OLD		EX-5		Opinions of Counsel re: Legality  OLD			16
					Additional Exhibits:
1/31/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			115
					Financials:
5/2/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			88
5/2/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			44
5/2/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,903
5/2/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			39
5/2/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			190
5/2/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			32
					Graphics:
3/7/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			252

Forms , Documents & Exhibits  in  505 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/9/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	367
7/6/18	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/12/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	70
3/9/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	26
7/26/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
6/16/16	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
2/2/16	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
3/6/08	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	2
5/1/07	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
					Letters:
7/19/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			13
					General Exhibits:
12/21/17	OLD		EX-23		Consent of Expert or Counsel  OLD			1
11/22/17	OLD		EX-10		Material Contracts  OLD			3
11/22/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
7/26/16	OLD		EX-24		Powers of Attorney  OLD			15
					Additional Exhibits:
7/6/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			15
					Graphics:
3/7/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			41

        

Filings History

Year		# of Filings
2018		77
2017		69
2016		67
2015		47
2014		53
2013		47
2012		49
2011		87
2010		60
2009		56
2008		80
2007		59
2006		3
2005		2
2004		1
2003		1
2002		1