Five Prime Therapeutics, Inc. 

CA

  SEC # 1175505

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730  SEC Filings   from  6/13/02  to  2/14/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Rock Springs Capital Management LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Five Prime Therapeutics, Inc.

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Forms , Documents & Exhibits  in  286 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/26/21	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
4/22/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
4/16/21	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	8
4/16/21	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
4/16/21	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
4/16/21	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	130
					8-K Items:
3/4/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	14
8/28/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
4/16/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
1/15/21	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	36
4/6/20	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
4/16/21	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
3/19/14	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
4/16/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
4/16/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
4/16/21	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	42
4/16/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
11/25/19	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD	1
5/20/20	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	8
1/13/20	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	7
4/15/21	OLD		Events:			•	Other Events — Item 8.01  OLD	31
4/16/21	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	73
3/22/21	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	9
3/8/21	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	4
11/13/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
11/3/20	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	23
8/5/20	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	23
5/7/20	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	8
4/22/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
4/3/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	7
8/20/19	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
8/19/19	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
7/31/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
4/12/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
11/3/16	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
11/3/16	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
5/13/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
3/26/14	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
2/7/14	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
2/4/14	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	8
9/18/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
9/17/13	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
9/16/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
7/15/13	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
6/3/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	10
					Letters:
3/3/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/16/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
4/16/21	OLD		EX-10		Material Contracts  OLD			139
3/22/21	OLD		EX-23		Consents of Experts and Counsel  OLD			30
3/4/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
11/13/20	OLD		EX-5		Opinions of Counsel re: Legality  OLD			19
11/13/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
2/27/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
7/26/13	OLD		EX-21		Subsidiaries Lists  OLD			2
					Additional Exhibits:
3/8/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			85
					Financials:
4/16/21	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,406
4/16/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			70
4/16/21	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			272
4/16/21	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			38
4/16/21	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			62
3/22/21	OLD		EX-31		Certifications — §302 – SOA’02  OLD			62
3/22/21	OLD		EX-32		Certifications — §906 – SOA’02  OLD			61
					Graphics:
3/22/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			551

Forms , Documents & Exhibits  in  455 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	69
4/19/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	317
4/16/21	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/16/21	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
4/16/21	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	5
3/15/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
3/8/21	OLD		SC14D9C		Ownership:		Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD	4
3/8/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	38
3/5/21	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	3
7/31/19	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	2
					Letters:
11/15/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
11/15/18	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
2/16/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
4/14/20	OLD		EX-24		Powers of Attorney  OLD			26
					Additional Exhibits:
4/16/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			37
					Graphics:
3/18/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			33

        

Filings History

Year		# of Filings
2022		1
2021		64
2020		75
2019		106
2018		89
2017		84
2016		98
2015		87
2014		67
2013		47
2012		1
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2010		1
⇑
2008		1
2007		1
⇑
2005		2
2004		2
2003		2
2002		2