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Puda Coal, Inc. 
 FL
  SEC # 1162747

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263  SEC Filings
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  from  4/1/02  to  9/12/11  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  NYSE American LLC 
 
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notifications of all
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Filings
involving  Puda Coal, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  227 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/1/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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88

8-K Items: 
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4/12/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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25
11/15/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
2/24/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
3/15/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 7
5/12/10 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
8/10/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
11/23/05 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
8/5/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
8/25/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
8/18/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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9
7/18/05 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
8/16/10 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
4/29/11 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
5/25/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
1/4/11 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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10
9/1/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 20
9/1/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 70

8/19/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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24
3/16/11 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 4
12/8/10 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
12/8/10 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
12/8/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
11/15/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 12
11/1/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
10/14/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
5/13/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
4/30/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
4/29/10 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
2/16/10 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
2/16/10 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/3/09 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
9/22/09 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
9/16/09 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/14/09 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
3/31/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
3/14/08 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
2/21/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
4/18/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 14
4/16/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 27

Letters: 
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12/3/09 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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4/29/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 17
3/16/11 OLDEX-23Consents of Experts and Counsel  OLD 32
3/16/11 OLDEX-21Subsidiaries List  OLD 1
1/14/11 OLDEX-10Material Contracts  OLD 63
12/14/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
12/8/10 OLDEX-5Opinions of Counsel re: Legality  OLD 16
10/14/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
6/24/05 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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9/1/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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43

Financials: 
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8/18/11 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 5
8/18/11 OLDEX-16Letters re: Changes in Accountants  OLD 6
3/16/11 OLDEX-31Certifications — §302 – SOA’02  OLD 93
3/16/11 OLDEX-32Certifications — §906 – SOA’02  OLD 51

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8/18/11 OLDGRAPHICPhotos, Images and Graphs  OLD 249


Forms
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, Documents
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& Exhibits
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 in  37 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
9/12/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/29/11 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
1/18/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
12/8/10 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
10/1/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8

Letters: 
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8/25/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21

Additional Exhibits: 
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9/12/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

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12/8/10 OLDGRAPHICPhotos, Images and Graphs  OLD 25


        

Filings History

Year    # of Filings
In descending order
2011 22
2010 47
2009 36
2008 32
2007 43
2006 39
2005 17
2004 15
2003 8
2002 4

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