Morgan Group Holding Co. 

NY

  SEC # 1162283

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184  SEC Filings   from  11/27/01  to  1/12/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Morgan Group Holding Co.

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Forms , Documents & Exhibits  in  146 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/12/24			15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15	1
11/29/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	59
11/27/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	36
					8-K Items:
11/27/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	5
11/6/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
8/10/11	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
11/6/19	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	4
6/12/20	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD	1
1/13/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
11/6/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
11/6/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD	4
6/12/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
11/6/19	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
6/12/20	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	3
6/12/20	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	12
12/18/20	OLD		Events:			•	Other Events — Item 8.01  OLD	3
6/12/20	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	7
11/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	2
3/31/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	19
4/1/21	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	3
7/31/20	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
7/29/20	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
7/23/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	5
7/15/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	5
10/25/11	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
4/11/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	3
11/8/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	9
4/8/02	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					General Exhibits:
3/31/23	OLD		EX-21		Subsidiaries Lists  OLD			4
7/15/20	OLD		EX-23		Consents of Experts and Counsel  OLD			4
7/15/20	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
6/12/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
11/6/19	OLD		EX-10		Material Contracts  OLD			10
11/6/19	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
1/16/02	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
11/27/01	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
12/10/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			14
					Financials:
11/29/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,295
11/29/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			61
11/29/23			EX-101.*		XBRL Data  (XBRL Files)			308
11/29/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			12
11/29/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			54
11/20/23			EX-31		Certifications — §302 – SOA’02			127
11/20/23			EX-32		Certifications — §906 – SOA’02			125
11/6/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
7/15/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			14

Forms , Documents & Exhibits  in  38 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/17/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
11/8/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	28
10/2/17	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
2/12/14	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
2/12/13	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	3
					Letters:
6/17/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
6/17/20	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
2/12/13	OLD		EX-24		Powers of Attorney  OLD			6
					Additional Exhibits:
10/2/17	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			9

        

Filings History

Year		# of Filings
2024		1
2023		8
2022		4
2021		6
2020		18
2019		8
2018		7
2017		8
2016		5
2015		5
2014		9
2013		7
2012		10
2011		16
2010		8
2009		6
2008		6
2007		9
2006		7
2005		7
2004		7
2003		11
2002		9
2001		2