| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/19/24 |  | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 2,343 |
| 2/22/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 12 |
| 2/22/24 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 23 |
| 1/9/24 | | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 19 |
| 1/5/24 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 36 |
| 1/3/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 96 |
| 1/2/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 47 |
| 10/11/22 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 15 |
| 6/7/22 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 8 |
| 6/7/22 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 OLD | 7 |
| 12/10/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 5 |
| 12/7/21 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 7 |
| 11/10/21 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 3 |
| 7/15/21 | OLD | | POSASR | | Registration: | | Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR OLD | 3 |
| 2/11/19 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 36 |
| 8/3/18 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 37 |
| 5/8/18 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 12 |
| 11/22/17 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 12 |
| 1/17/17 | OLD | | S-8 | | Registration: | | Registration Statement – Securities for an Employee Benefit Plan — Form S-8 OLD | 1 |
| 1/29/16 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 2 |
| 11/25/14 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 337 |
| 2/6/13 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 8/30/10 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 2 |
| 5/24/10 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 4/22/09 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 11/6/08 | OLD | | F-6 | | Registration: | | Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6 OLD | 2 |
| | |
| | Form-Specific Documents: |
| 2/11/19 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 23 |
| | |
| | General Exhibits: |
| 2/22/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 20 |
| 2/22/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/22/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 20 |
| 2/22/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 5 |
| 1/5/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 195 |
| 1/5/24 | | | EX-5 | | Opinions of Counsel re: Legality | 248 |
| 1/3/24 | | | EX-FILING FEES | | Filing Fees | 11 |
| 1/3/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 80 |
| 6/7/22 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 19 |
| 6/7/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 24 |
| 11/10/21 | OLD | | EX-10 | | Material Contracts OLD | 18 |
| 10/7/16 | OLD | | EX-3 | | Articles of Incorporation/Organization or Bylaws OLD | 1 |
| 3/6/14 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| 4/5/04 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| | |
| | Additional Exhibits: |
| 2/22/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 77 |
| | |
| | Financials: |
| 2/22/24 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 21 |
| 2/22/24 | | | EX-12 | | Statements re: Computations of Ratios | 48 |
| 2/22/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,702 |
| 2/22/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 13 |
| 2/22/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 71 |
| 2/22/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 7 |
| 2/22/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 13 |
| | |
| | Graphics: |
| 2/22/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,376 |
